March 10, 2015
A former chief executive who is challenging the constitutionality of the U.S. Securities and Exchange Commission's in-house court filed notice Tuesday saying she will appeal her claim to the Seventh Circuit after a Wisconsin federal judge dismissed her suit for lack of jurisdiction.
March 03, 2015
A federal judge has halted a public company ex-CEO's suit questioning the imprimatur of the U.S. Securities and Exchange Commission's in-house court process, saying on Tuesday that there was no violation of rights.
January 05, 2015
The constitutionality of the U.S. Securities and Exchange Commission's in-house court came under a fresh challenge Friday, when the ex-CEO of a nursing home operator sued the agency over its decision to bring an accounting fraud claim against her in its administrative forum rather than in district court.