SECURITIES AND EXCHANGE COMMISSION v. HUANG et al

  1. January 22, 2015

    SEC Accuses Ex-Capital One Analysts Of Insider Trading

    The U.S. Securities and Exchange Commission on Wednesday accused two former fraud analysts at Capital One Financial Corp. of running an elaborate fraud themselves, alleging they used nonpublic transaction data from their employer to reverse engineer the sales of large retailers, and then trade ahead of their earnings.