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Gray Financial Group, Inc. et al v. United States Securities and Exchange Commission
Case Number:
1:15-cv-00492
Court:
Nature of Suit:
Other Statutes: Administrative Procedures Act/Review or Appeal of Agency Decision
Judge:
Firms
Government Agencies
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September 25, 2015
SEC Can't Pause Order Blocking In-House Court Proceeding
A Georgia federal judge on Thursday refused to stay her order, pending appeal, which blocked the U.S. Securities and Exchange Commission from bringing an administrative proceeding against an Atlanta-based investment firm, saying the agency hasn't shown it's likely to succeed.
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August 20, 2015
SEC Appeals 2nd In-House Court Setback To 11th Circ.
The U.S. Securities and Exchange Commission said Wednesday that it will ask the Eleventh Circuit to overturn a Georgia federal judge's preliminary injunction of its administrative case against an Atlanta-based investment firm it says ran afoul of securities laws, the second appeal of such an injunction this summer.
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August 05, 2015
2 Challenges To SEC In-House Courts Backed By Ga. Judge
A Georgia federal judge on Tuesday blocked the U.S. Securities and Exchange Commission from bringing an administrative proceeding against Gray Financial Group Inc. and refused to stay her order halting another in-house insider trading case against a real estate developer.
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June 11, 2015
Ga. Judge Who Blocked SEC Admin Suit Gets Similar Case
The Georgia federal judge who stunned the securities litigation world this month by calling an SEC in-house proceeding potentially unconstitutional is now poised to look at her second such case, according to court documents.
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February 19, 2015
SEC Sued Again Over 'Unconstitutional' In-House Case
In the latest challenge to the U.S. Securities and Exchange Commission's use of administrative courts, investment firm Gray Financial Group Inc. on Thursday sued the agency in Georgia federal court, seeking to block what it said was an "imminent" administrative proceeding on the grounds that such cases are unconstitutional.