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Commodity Futures Trading Commission v. Li et al
Case Number:
1:15-cv-05839
Court:
Nature of Suit:
Judge:
Firms
Companies
Government Agencies
Sectors & Industries:
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December 15, 2016
Trader, Mother's Co. Must Pay $1.2M In Money Pass Case
An Illinois federal court has ordered a trader and her mother’s company, Kering Capital Ltd., to pay $1.2 million in penalties and restitution in a case brought by the U.S. Commodity Futures Trading Commission over an alleged money pass scheme used to funnel funds from the trader’s employer.
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August 11, 2016
CFTC Stands Behind Penalties Over Money Pass Scheme
The Commodity Futures Trading Commission hit back Wednesday at bids by Kering Capital Ltd. and its founder’s daughter to dodge the agency’s requested punishment for an alleged money pass scheme the woman allegedly engaged in, blasting their attempts to downplay their actions.
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July 28, 2016
Trading Co. Fights CFTC Penalties Over Money Pass Scheme
Kering Capital Ltd. wants an Illinois federal judge to free it from punishment by the Commodity Futures Trading Commission after the daughter of the firm's founder allegedly engaged in a "money pass" scheme to benefit the company while trading with Tanius Technology LLC, contending it was unaware of any wrongdoing.
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July 05, 2016
Trader Facing CFTC 'Money Pass' Charges Fights Market Ban
A Chinese trader hit back at the U.S. Commodity Futures Trading Commission's request that an Illinois federal judge ban her from the commodities market Friday, telling the judge she didn't realize causing losses at her employer to benefit her mother’s trading firm was wrong.
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June 07, 2016
CFTC Wants Trader Banned Over Money Pass Scheme
The U.S. Commodity Futures Trading Commission has asked an Illinois federal judge to permanently ban a Chinese trader from the commodities market and fine her and her mother's company, Kering Capital Ltd., after the trader admitted to causing losses at her employer to benefit Kering in a so-called money pass scheme.
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July 06, 2015
CFTC Charges 2 Parties With Fraudulent Money Pass Trades
Two unregistered parties committed fraud by engaging in noncompetitive and fictitious trading worth $300,000 on the Chicago Mercantile Exchange, the Commodity Futures Trading Commission claimed in a lawsuit filed Monday in Illinois federal court.