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USA v. SUDFELD
Case Number:
2:15-cr-00330
Court:
Nature of Suit:
Firms
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July 22, 2016
Ex-Fox Rothschild Atty Gets 6 Months For Insider Trading
A former Fox Rothschild LLP attorney was slapped with a six-month prison sentence on Friday following his conviction on charges that he used insider information to trade ahead of a $760 million insurance industry merger his firm was helping to handle.
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February 09, 2016
Ex-Fox Rothschild Atty Felled By Firm Policy Violations
Evidence that a former Fox Rothschild LLP partner violated internal policies by buying and selling stock of a publicly held client likely helped sway Pennsylvania federal jurors on Friday as they found him guilty for trading ahead of an insurance industry merger the firm helped handle.
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February 05, 2016
Ex-Fox Rothschild Atty Convicted Of Insider Trading
An ex-Fox Rothschild LLP attorney was convicted Friday on charges that he used inside information about the firm's work to trade ahead of a $760 million insurance industry merger in 2011.
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February 04, 2016
Ex-Fox Rothschild Atty Knew Of Pre-Merger Trading, Jury Told
An ex-Fox Rothschild LLP partner knew that his broker was going to purchase on his behalf stock in an insurance company his firm was representing in an imminent merger, a Pennsylvania federal jury heard during testimony on Thursday in an ongoing insider trading trial.
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February 03, 2016
Ex-Fox Rothschild Atty Overheard Merger Chat, Jury Hears
A Fox Rothschild LLP secretary told a Pennsylvania federal jury on Wednesday that ex-partner Herbert Sudfeld overheard a conversation she had about an imminent insurance industry merger the firm handled in 2011 and that he later said he'd spoken to his broker about the deal.
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February 02, 2016
Ex-Fox Rothschild Atty's Insider Trading Trial Kicks Off
An ex-Fox Rothschild LLP partner used inside information about an imminent insurance industry merger the firm was handling in 2011 in order to engineer a stock trade ahead of the deal, a federal prosecutor told a jury during opening arguments in Philadelphia on Tuesday.
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February 01, 2016
Ex-Fox Rothschild Atty's Trading Trial Hangs On Deal Reports
Prosecutors in an insider trading trial scheduled to begin Tuesday in Philadelphia will face a steep challenge as they aim to prove that an ex-Fox Rothschild LLP real estate partner used confidential information about the firm's work, and not press reports, to trade ahead of a $760 million insurance industry merger.
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August 19, 2015
Indicted Ex-Fox Rothschild Atty Says Merger Info Was Public
A former Fox Rothschild LLP partner facing insider trading charges plans to argue that he learned about an insurance industry merger involving a firm client from public news reports, according to a Pennsylvania federal court filing.
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July 20, 2015
Ex-Fox Rothschild Atty Pleads Not Guilty to Insider Trading
A former Fox Rothschild LLP partner indicted on insider trading charges pled not guilty on Monday to allegations the Pennsylvania lawyer illegally profited from Nationwide Mutual Insurance Co.'s $760 million acquisition of Harleysville Group Inc.