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Duka v. U.S. Securities and Exchange C

  1. August 24, 2016

    2nd Circ. Won't Reconsider Ex-S&P Exec's SEC Challenge

    The Second Circuit on Tuesday refused to rehear an appeal from former Standard & Poor's executive Barbara Duka, who is challenging the constitutionality of the U.S. Securities and Exchange Commission's in-house court.

  2. July 26, 2016

    Tilton Tie-Up Foiled, Duka Urges 2nd Circ. SEC Ruling Redo

    Former Standard & Poor's executive Barbara Duka filed her own bid Monday for the Second Circuit to rethink requiring her to face the U.S. Securities and Exchange Commission's in-house court, after the appeals court shot down a joint petition with Lynn Tilton.

  3. July 08, 2016

    2nd Circ. Reverses Itself On Joint Challenge To SEC Courts

    In an about-face, the Second Circuit on Friday vacated its own ruling allowing former S&P executive Barbara Duka and private equity magnate Lynn Tilton to band together in a joint bid to revive their appeals over the constitutionality of the Securities and Exchange Commission's in-house courts.

  4. July 05, 2016

    2nd Circ. Keeps Stay Of Duka's SEC In-House Suit, For Now

    The Second Circuit on Tuesday refused a bid by the Securities and Exchange Commission to vacate a stay of the agency's in-house suit against former S&P executive Barbara Duka, saying the freeze remains in effect until the appeals court decides a move for a rehearing.

  5. June 28, 2016

    2nd Circ. Lets Tilton, Duka Unite Bids To Redo SEC Appeal

    The Second Circuit ruled Monday to allow former S&P executive Barbara Duka and private equity magnate Lynn Tilton to band together in a bid to revive their deferred appeals challenging the validity of the U.S. Securities and Exchange Commission's in-house tribunals.

  6. June 20, 2016

    Former S&P Exec Slams SEC's Bid To Restart Fraud Case

    Former S&P executive Barbara Duka on Monday blasted a U.S. Securities and Exchange Commission bid to revive its in-house case against her alleging mortgage securities fraud, telling the Second Circuit that appellate procedure rules clearly show an injunction remains effective until the court mandates otherwise.

  7. June 16, 2016

    SEC Asks 2nd Circ. If It Can Restart Duka Case

    The U.S. Securities and Exchange Commission on Thursday asked the Second Circuit to clarify whether the agency can immediately revive its in-house case accusing ex-S&P executive Barbara Duka of mortgage-debt ratings fraud after the circuit court lifted an injunction on those proceedings.

  8. June 13, 2016

    2nd Circ. Lets SEC Proceed With Case Against Ex-S&P Exec

    The Second Circuit on Monday allowed the U.S. Securities and Exchange Commission to proceed with its in-house court case accusing ex-S&P executive Barbara Duka of mortgage-debt ratings fraud, after ruling Lynn Tilton had to face the in-house court in a similar case.

  9. March 01, 2016

    2nd Circ. Shelves SEC Bid To Unpause S&P Exec's Case

    The Second Circuit shelved the U.S. Securities and Exchange Commission's attempt to jump-start an in-house court case against former S&P executive Barbara Duka, telling the regulator to wait until the appellate court's decision in another similar case.

  10. December 24, 2015

    Securities Cases To Watch In 2016

    It seems 2016 is shaping up to be the year when the stewing legal debate over the U.S. Securities and Exchange Commission's in-house court comes to a boil and when a new round of appellate court proceedings in the infamous Halliburton securities case could pave the way for another run at the U.S. Supreme Court. Here are the securities cases to watch in 2016.

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