February 11, 2021
A Massachusetts federal judge said Thursday he wouldn't "rubber stamp" a judgment negotiated in a civil case between the U.S. Securities and Exchange Commission and a convicted former State Street Corp. executive that covers far more conduct than what he was found guilty of in his criminal case.
December 08, 2020
A Massachusetts federal judge refused to sign off on a judgment between a convicted former State Street Corp. executive and the U.S. Securities and Exchange Commission, telling both sides in a hearing Tuesday they need to convince him why the former bigwig should not be fined.
May 13, 2016
The U.S. Securities and Exchange Commission hit an indicted former State Street Global Markets LLC executive with a civil suit Friday over an alleged scheme to charge customers at least $20 million in hidden markups on trading in U.S. and European securities.