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Securities and Exchange Commission v. Kingdom Legacy General Partner, LLC et al
Case Number:
2:16-cv-00441
Court:
Nature of Suit:
Judge:
Government Agencies
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May 19, 2017
Fla. Financier Will Pay SEC $4.1M To Settle Fraud Claims
A Florida investment adviser has agreed to fork over more than $4.1 million in disgorgement, interest and civil penalties to the U.S. Securities and Exchange Commission to settle accusations that he had fleeced his hedge fund's investors out of millions of dollars by charging them hidden fees, according to documents filed in Florida federal court on Thursday.
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January 31, 2017
Fla. Judge Orders SEC To Tighten Adviser Fees Suit
A Florida federal judge on Tuesday gave the U.S. Securities and Exchange Commission two weeks to file amended claims against an investment adviser the agency says stole $3 million from 40 investors, after dismissing a chunk of the SEC's complaint she said wasn't clearly spelled out but greenlighting the rest of the suit.
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August 30, 2016
SEC Scoffs As Investment Adviser Tries To Nix $3M Fees Suit
The U.S. Securities and Exchange Commission urged a Florida federal judge Tuesday to preserve its case claiming a Florida investment adviser used undisclosed fees to steal $3 million from 40 investors, arguing the suit sufficiently details the alleged scheme.
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August 05, 2016
Investment Adviser Wants Out Of SEC's $3M Hidden Fees Suit
A Florida investment adviser recently charged by the U.S. Securities and Exchange Commission with allegedly using undisclosed fees to steal $3 million from 40 investors he solicited at church gatherings argued on Friday that the government's "bare-bones, puzzle-pleaded complaint" should be tossed.
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June 08, 2016
Investment Adviser Pocketed $3M In Hidden Fees, SEC Says
A Florida investment adviser and self-described "mathematical guru" who advertised his investment fund at church gatherings and promised that it would "unlock the door of opportunity to fields of abundant blessings" stole $3 million from 40 investors through undisclosed fees, the SEC alleged Tuesday.