Securities and Exchange Commission v. Chan

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Case Number:

1:16-cv-11106

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Allison D. Burroughs

Firms

Government Agencies

  1. June 08, 2020

    Jailed Biotech Inside Trader Gets 5-Year Ban In SEC Case

    A former biotech employee convicted for insider trading can't fight off a related civil case, a Massachusetts federal judge said Monday, granting the U.S. Securities and Exchange Commission a win and slapping the ex-worker with a five-year ban on serving as a corporate director or officer.

  2. June 14, 2016

    SEC Sues Akebia Manager For Insider Trading On Drug Report

    The U.S. Securities and Exchange Commission on Tuesday sued a director of biopharmaceutical company Akebia Therapeutics Inc., claiming that he bought shares and tipped off his wife and friend ahead of a company release announcing promising study results for its lead drug candidate.