March 14, 2019
The U.S. Securities and Exchange Commission clearly and adequately alleged how the owner of a company that published newsletters on investing used pseudonyms and a shell company to deceptively promote a penny stock issuer where he served as CEO, a New York federal judge said Wednesday.
September 06, 2016
The U.S. Securities and Exchange Commission on Tuesday filed a suit in New York federal court against the CEO of a sexual health products retailer, alleging he fraudulently used his investment publishing company to tout the retailer's stock.