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The Loan Syndications Assn v. SEC, et al
Case Number:
17-5004
Court:
Nature of Suit:
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February 09, 2018
DC Circ. Exempts CLO Managers From Risk Retention Rules
The D.C. Circuit on Friday exempted managers of collateralized loan obligations from so-called risk retention rules mandated under the Dodd-Frank Act, saying their duties fall outside the scope of the statute.
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October 10, 2017
Don't Drive 'Train' Through Risk Retention, DC Circ. Told
The U.S. Securities and Exchange Commission and the board of governors of the Federal Reserve System on Tuesday urged a D.C. Circuit panel in oral arguments not to drive a "freight train" through requirements that investment firms retain an interest in debt securities they issue.
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June 08, 2017
The Fed, SEC Tell DC Circ. To Ditch Risk Retention Appeal
The U.S. Securities and Exchange Commission and the Board of Governors of the Federal Reserve System have urged a D.C. Circuit panel not to revive a suit challenging federal requirements that investment firms retain an interest in debt securities they issue, saying the requirement is legitimate.
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April 20, 2017
Interest Group Seeks To Revive Risk Retention Rule Dispute
A Wall Street interest group on Wednesday urged the D.C. Circuit to revive its suit challenging federal requirements that investment firms retain an interest in debt securities they issue, accusing the agencies responsible for the rules of "arbitrary decision-making."