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BTIG, LLC v. Floyd Associates, Inc. et al
Case Number:
2:17-cv-00921
Court:
Nature of Suit:
Judge:
Firms
Companies
Sectors & Industries:
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June 20, 2017
FINRA Panel's $20M Award Over Soured Trade Approved
A California federal judge on Tuesday upheld a $20 million award issued by a Financial Industry Regulatory Authority panel, finding that the arbitrators had not clearly ignored California law when they held Canadian hedge fund founder Scott Dorey and others liable for losses sustained by a Delaware trading company in a securities deal gone wrong.
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April 28, 2017
Seller In Stock Row Slams $20M Award In Federal Court
A Canadian hedge fund founder urged a California federal court Friday to vacate a $20 million arbitration award he and others were ordered to pay a trading company that claims to have been the victim of a complex international stock scam, saying the Financial Industry Regulatory Authority tribunal exceeded its jurisdiction in granting it.
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April 07, 2017
Trader Pushes To Confirm $20M Award On 'Worthless' Stock
BTIG LLC urged a California federal judge Friday to confirm a $20 million arbitration award won against a finance consulting firm and others who allegedly tricked the stock trading company into holding the bag on $18 million in stock that would quickly become worthless.