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Kon v. U.S. Securities and Exchange Commission
Case Number:
2:17-cv-02105
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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March 28, 2017
Stock Promoter Can't Sue To Stop SEC Action, Judge Says
A Kansas federal judge tossed a lawsuit to halt a U.S. Securities and Exchange Commission administrative proceeding against a stock promoter, saying Tuesday that the Tenth Circuit had vacated agency sanctions in a separate case under different circumstances.
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February 21, 2017
Kan. Stock Promoter Says 10th Circ. Order Blocks SEC Case
A stock promoter filed a lawsuit in Kansas federal court on Tuesday seeking to halt a U.S. Securities and Exchange Commission administrative proceeding against him, saying the judge overseeing his case has already been deemed to violate the U.S. Constitution by the Tenth Circuit.