January 24, 2019
The Tenth Circuit said Thursday that allegations of securities fraud can extend to a Utah man's sale of securities abroad under a provision of the Dodd-Frank Act, upholding an injunction against an online advertising business the U.S. Securities and Exchange Commission claims is a Ponzi scheme.
September 13, 2017
An internet advertising business told the Tenth Circuit on Tuesday that a Utah federal judge who enjoined the company was wrong to find a provision in the Dodd-Frank Act allows the U.S. Securities and Exchange Commission to sue businesses even if they are located overseas.