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Securities and Exchange Commission v. Amell
Case Number:
1:17-cv-10707
Court:
Nature of Suit:
Judge:
Government Agencies
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January 30, 2018
SEC Settles With Portfolio Manager Over $1.9M Fraud Suit
The U.S. Securities and Exchange Commission asked a Massachusetts federal judge on Tuesday to enter a final judgment resolving claims against a former Eaton Vance Corp. portfolio manager who's now serving an 18-month prison sentence after copping to a $1.9 million scheme involving matched options trades.
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April 24, 2017
Portfolio Manager Cops To Fraud In $1.9M Trading Scheme
A portfolio manager for Eaton Vance Corp. pled guilty to securities fraud Monday in Massachusetts federal court for diverting $1.9 million in trading profits to a personal brokerage account, the same day the U.S. Securities and Exchange Commission slapped fraud charges against the manager.