Securities and Exchange Commission v. Yan et al

Track this case

Case Number:

1:17-cv-05257

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Paul G. Gardephe

Government Agencies

  1. July 13, 2018

    Convicted Husband Of Ex-Linklaters Atty To Pay SEC $120K

    The husband of a former Linklaters LLP associate who pled guilty to trading on insider information gleaned from his wife must disgorge nearly $120,000 to the U.S. Securities and Exchange Commission in a related civil suit, a New York federal judge ruled.

  2. November 29, 2017

    Ex-Linklaters Atty's Husband Won't Fight Insider Trading Suit

    The U.S. Securities and Exchange Commission told a Manhattan federal judge on Tuesday that a former Linklaters LLP associate's husband, who acknowledged using corporate secrets entrusted to his wife to make profitable stock trades, has agreed not to fight the civil suit against him.

  3. July 12, 2017

    Husband Of Linklaters Associate Busted For Insider Trading

    A Massachusetts Institute of Technology scientist was arrested Wednesday for allegedly trading Stillwater Mining Co. shares on inside information from his wife, a now-suspended Linklaters associate with knowledge of firm client Sibanye Gold Ltd.'s plan to buy the platinum and palladium producer for $2.2 billion.