May 14, 2019
TD Ameritrade and an Indiana investment advisory firm escaped a putative investor class action over a deceptively risky trading strategy Monday after an Illinois federal judge ruled the investors are barred by federal law from bringing state law class action claims.
January 22, 2018
A putative class of investors sued TD Ameritrade Inc. and one of its investment advisers in Illinois federal court Friday, claiming they lost significant money in a trading strategy the company said was stable and conservative.