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Galvin v. Scottrade, Inc.
Case Number:
1:18-cv-10508
Court:
Nature of Suit:
Other Statutes: Administrative Procedures Act/Review or Appeal of Agency Decision
Judge:
Firms
Companies
Sectors & Industries:
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August 17, 2018
Scottrade To Face Mass. Securities Watchdog In State Court
A Massachusetts federal judge said Thursday that the state securities division's administrative complaint alleging Scottrade Inc. flouted its own internal impartial standard conduct should not have been removed to federal court, remanding the action to a state administrative court.
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May 11, 2018
Scottrade Rips Mass. Official's Bid To Remand Fiduciary Row
Attorneys for Scottrade Inc. blasted Massachusetts' top securities official Friday in opposing a bid to litigate an enforcement action at the state level, accusing him of carrying out a personal vendetta of sorts to enforce the U.S. Department of Labor's upended fiduciary rule for retirement account advisers.