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Securities and Exchange Commission v. Harrison et al

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Case Number:

8:18-cv-01003

Court:

Florida Middle

Nature of Suit:

Securities/Commodities

Judge:

Steven D. Merryday

Firms

Government Agencies

  1. May 29, 2024

    Atty Says SEC Waited Too Long To Secure Civil Penalties

    An attorney and her husband have told a Florida federal judge that it's too late for the U.S. Securities and Exchange Commission to reopen its case against them and seek civil penalties over a microcap scheme after almost four years of doing nothing to prosecute the case.

  2. June 16, 2020

    Atty Accused Of Microcap Scheme Barred From Penny Stocks

    A Florida federal judge barred a lawyer and her husband from serving as an officer or director of a public company and trading penny stocks in judgments entered Tuesday in a U.S. Securities and Exchange Commission case over a pair of microcap schemes.

  3. September 03, 2019

    Judges Won't Step Down In SEC Fraud Suit Against Atty

    Two federal judges refused to step down Tuesday from a U.S. Securities and Exchange Commission suit over a Florida attorney and her husband's alleged involvement in a pair of microcap schemes, saying the couple failed to show they are biased.

  4. August 19, 2019

    SEC Opposes Bid For New Judges In Fla. Microcap Case

    The U.S. Securities and Exchange Commission on Monday opposed a bid for new judges in its case against a Florida attorney and her husband over their involvement in a pair of microcap schemes, arguing they have raised "woefully insufficient" claims of bias.

  5. August 13, 2019

    Securities Atty Wants New Judges In Microcap Scheme Suit

    A lawyer accused by the U.S. Securities and Exchange Commission of running a pair of microcap schemes called on a Florida federal judge and a magistrate overseeing the case to recuse themselves Tuesday, saying both have shown bias.

  6. September 20, 2018

    Alleged Aide In Sham Offerings Barred From Penny Stocks

    A woman whom the U.S. Securities and Exchange Commission accused of assisting in a scheme to create sham public companies has been barred from serving as an officer or director of a public company and trading penny stocks, a Florida federal judge announced Thursday.

  7. June 21, 2018

    SEC Says Suit Alleging Microcap Schemes Not Time-Barred

    The U.S. Securities and Exchange Commission asked a Florida federal judge on Wednesday to strike the affirmative defenses of a securities lawyer accused of running a pair of microcap schemes with undisclosed "blank check" companies, rebuffing her assertions that the SEC's claims are time-barred.

  8. April 30, 2018

    SEC Sues Securities Atty, 2 Others Over Microcap Schemes

    The U.S. Securities and Exchange Commission announced Monday that it has filed claims against a lawyer and two others in Florida federal court over a pair of microcap schemes involving undisclosed "blank check" companies.