April 15, 2020
A White Plains, New York, businessman and his two companies will pay a combined $3.5 million to resolve the U.S. Securities and Exchange Commission's claims that he manipulated a microcap company's stock in an $11.5 million fraud scheme.
December 10, 2018
The U.S. Securities and Exchange Commission asked a New York federal judge on Friday to reject a Bronxville businessman's dismissal bid that levies a "series of unfocused attacks" on the agency's civil suit alleging that he manipulated a microcap company's stock in an $11.5 million fraud scheme.
June 19, 2018
The U.S. Securities and Exchange Commission accused a Bronxville businessman of manipulating microcap company Plandai Biotechnology Inc.'s stock price in a scheme that netted him more than $11.5 million in illicit stock sale proceeds, according to a lawsuit filed in New York federal court on Monday.