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Securities and Exchange Commission v. Santillo et al
Case Number:
1:18-cv-05491
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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July 12, 2018
Adviser Accused In $102M Ponzi Case Can Use Some Funds
An investment adviser whom the U.S. Securities and Exchange Commission has accused of helping perpetrate a $102 million Ponzi scheme can unfreeze some assets belonging to his other businesses, a New York federal judge ruled, but the judge rejected a bid to access funds for attorneys’ fees.
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June 19, 2018
5 Investment Advisers Ran $102M Ponzi Scheme, SEC Says
The U.S. Securities and Exchange Commission on Tuesday said it has secured an asset freeze against five investment advisers and three companies for allegedly conning at least 637 investors over several years through a $102 million Ponzi scheme.