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U.S. Securities & Exchange Commission v. Brunstrum et al
Case Number:
1:18-cv-05035
Court:
Nature of Suit:
Judge:
Honorable Charles R. Norgle, Sr
Firms
Government Agencies
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January 28, 2019
Mother And Son Settle Stericycle SEC Insider Trading Fines
A woman accused of civil securities violations after she and her son traded with insider information about Stericycle Inc. will pay a $170,252 penalty while fines against the son will be tossed now that he has gone to prison, under an order filed Monday in Illinois federal court.
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July 24, 2018
Ex-Stericycle Analyst Charged With Insider Trading
Criminal and civil charges were filed in Chicago federal court on Tuesday against a former financial analyst for Stericycle Inc. who allegedly traded on — and tipped off his mother about — material information regarding Stericycle's worse-than-expected first quarter 2016 financial results before they were publicly announced.