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Keystone Associates LLC et al v. Fulton et al
Case Number:
1:18-cv-01235
Court:
Nature of Suit:
Judge:
Firms
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August 08, 2019
ETF Pioneer Dodges $2.5M Fraud Suit Over Ties To Barclays
A Delaware federal judge on Thursday dismissed a lawsuit claiming one of the leaders in the industry for exchange-traded funds secured $2.5 million in investments by lying about his firm's relationship to banking giant Barclays.
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August 14, 2018
Exchange-Traded Fund Pioneer Faces $2.5M Fraud Suit
Two Utah-based companies filed a securities fraud lawsuit Monday in Delaware federal court claiming a leader in the exchange-traded fund industry misled them into investing $2.5 million in his now-defunct investment firm by misrepresenting its relationship with banking giant Barclays.