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Securities and Exchange Commission v. Kornfeld et al

  1. June 04, 2021

    Judge Backs Contempt If Unregistered Agent Doesn't Pay SEC

    A federal magistrate has recommended that a Florida man be given three months to arrange payment of a nearly $900,000 judgment entered against him for allegedly selling unregistered securities of the Woodbridge Group of Companies LLC, which was revealed as a $1.2 billion Ponzi scheme, or be held in contempt.

  2. January 15, 2019

    Group Owes SEC $6.6M In Woodbridge Securities Probe

    Three people and two companies owe the U.S. Securities and Exchange Commission more than $6.6 million after a Florida federal judge on Monday entered judgment against them for allegedly selling unregistered securities of Woodbridge Group of Companies LLC, which collapsed last year after the SEC charged it with running a $1.2 billion Ponzi scheme.

  3. August 20, 2018

    Unregistered Brokers Sold Woodbridge Securities, SEC Claims

    The U.S. Securities and Exchange Commission accused five people and four companies Monday with allegedly selling retail investors hundreds of millions of dollars in unregistered securities of the now-bankrupt Woodbridge Group of Companies LLC, which collapsed last year after the SEC charged it with running a $1.2 billion Ponzi scheme.