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Securities & Exchange Commission v. 1 Global Capital LLC et al
Case Number:
0:18-cv-61991
Court:
Nature of Suit:
Judge:
Firms
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June 05, 2019
1 Global Ex-CEO Has No Defense In $287M Suit, SEC Says
The U.S. Securities and Exchange Commission told a Florida federal court Tuesday that 1 Global's former CEO can no longer deny that the notes issued by the cash advance business were unregistered securities given a judge's order saying they met the definition.
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February 08, 2019
1 Global Notes Ruled Securities, Keeping SEC Suit Alive
A Florida federal judge said Thursday that notes 1 Global Capital LLC issued to investors meet the definition of securities, and refused to toss the U.S. Securities and Exchange Commission's $287 million fraud suit against the company and its former CEO.
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November 16, 2018
SEC Fights 1 Global Ex-CEO's Bid To Toss $287M Fraud Suit
The U.S. Securities and Exchange Commission fired back at the former CEO of 1 Global Capital LLC's attempt to "escape the consequences of his actions" on Friday, saying his bid to toss a $287 million fraud suit is based on "inaccurate and incomplete facts, incorrect legal standards and infirm legal arguments."
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November 05, 2018
Ex-CEO Says 1 Global Notes Not Securities In $287M SEC Suit
The former CEO of 1 Global Capital LLC told a Florida federal judge on Friday that the U.S. Securities and Exchange Commission's $287 million fraud lawsuit against him is unfounded because the notes his company issued to small businesses were not securities subject to the agency's jurisdiction.
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September 05, 2018
Receiver Gives Notice Of SEC Suit Against 1 Global Capital
A court-appointed receiver on Wednesday gave a Missouri federal court notice of a previously sealed lawsuit the U.S. Securities and Exchange Commission filed in late August accusing Florida-based lender 1 Global Capital LLC and its former CEO of fraudulently raising more than $287 million — and misappropriating at least $35 million of that — from thousands of investors over the past four years.