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AER Advisors Inc., et al v. Fidelity Brokerage Svcs., LLC
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April 17, 2019
Fidelity Brokerage Immune From Market Case: 1st Circ.
The First Circuit on Wednesday refused to revive a suit seeking to hold Fidelity Brokerage Services LLC liable for market disruptions caused by its own bad actions, finding that the financial institution is protected by the Bank Secrecy Act's immunity provision.
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February 05, 2019
1st Circ. Ponders 'Possible' Meaning In Fidelity Market Case
Fidelity Brokerage Services LLC cannot use immunity provided by the Bank Secrecy Act to avoid liability for a market disruption caused by its own bad actions, the First Circuit heard Tuesday during oral arguments that turned on the meaning of the word "possible."