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Securities and Exchange Commission v. Knox et al
Case Number:
1:18-cv-12058
Court:
Nature of Suit:
Judge:
Firms
- Armstrong Teasdale
- Cornell Dolan
- DLA Piper
- Dynamis LLP
- Good Schneider
- Greenberg Traurig
- Quinn Emanuel
- WilmerHale
Government Agencies
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October 07, 2022
German Man Ordered To Return $3M In Son's Ill-Gotten Gains
A German man was sanctioned Friday for failing to appear in a video deposition to suss out his role in an alleged $150 million pump-and-dump scheme and ordered to return $3.3 million in laundered funds he allegedly received from his son.
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October 31, 2019
Relative Of Accused Fraudster Agrees To Pay SEC $736K
A relative of an entrepreneur accused of participating in a purported $165 million global pump-and-dump scheme agreed to return $736,000 in allegedly illicit profits to the U.S. Securities and Exchange Commission in Massachusetts federal court Thursday.
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June 04, 2019
SEC Opposes Case Delay For Firms Tied To $165M Fraud
The companies that a British broker is accused of using to cover up his $165 million global pump-and-dump scheme should not be allowed to pause a civil suit while the suspected fraudster's criminal case moves forward, the U.S. Securities and Exchange Commission said Tuesday.
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May 09, 2019
Firms Tied To UK Fraudster Must Face Stock Dump Claims
The companies allegedly used as cover for British broker Roger "Rocket" Knox's $165 million global pump-and-dump scheme must face charges they aided and abetted securities fraud, a Boston federal judge said Thursday as he denied their motion to dismiss.
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October 26, 2018
UK Broker's Assets Frozen In SEC Pump-And-Dump Case
A Massachusetts federal judge ordered an asset freeze Friday on more than 100 accounts in 33 banks around the globe believed to be connected with a British man's alleged $164 million pump-and-dump scheme.
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October 23, 2018
UK Broker Indicted In $164M Global Fraud Scheme
A Massachusetts federal grand jury has indicted the head of a Swiss asset management firm for allegedly orchestrating a global pump-and-dump securities scheme worth $164 million over three years, prosecutors said Tuesday.