April 29, 2019
A New York federal judge won't let a pair of brothers escape the U.S. Securities and Exchange Commission's suit accusing them of publishing purportedly independent stock research reports on companies that were quietly compensating them.
November 08, 2018
The U.S. Securities and Exchange Commission on Thursday alleged that stock research firm SeeThruEquity LLC and its co-founders defrauded investors by secretly taking money from publicly traded small and microcap companies they claimed to be reporting on in an unbiased manner.