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Securities and Exchange Commission v. SeeThruEquity, LLC et al
Case Number:
1:18-cv-10374
Court:
Nature of Suit:
Judge:
Government Agencies
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April 29, 2019
Brothers Can't Shake SEC's Suit Over Biased Stock Reports
A New York federal judge won't let a pair of brothers escape the U.S. Securities and Exchange Commission's suit accusing them of publishing purportedly independent stock research reports on companies that were quietly compensating them.
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November 08, 2018
SEC Sues Stock Research Firm Over Biased Reports
The U.S. Securities and Exchange Commission on Thursday alleged that stock research firm SeeThruEquity LLC and its co-founders defrauded investors by secretly taking money from publicly traded small and microcap companies they claimed to be reporting on in an unbiased manner.