Securities and Exchange Commission v. Sugarman

  1. January 11, 2023

    Calif. Man To Pay $10M In SEC Tribal Bonds Fraud Suit

    A New York federal judge ordered a California man on Wednesday to pay $10.2 million to settle U.S. Securities and Exchange Commission claims over his alleged role in a $43 million fraud scheme that victimized a Native American tribal corporation.

  2. June 27, 2019

    SEC Sues 'Biggest Winner' In $43M Tribal Bonds Fraud

    The U.S. Securities and Exchange Commission on Wednesday filed suit against a California man who it calls the "biggest winner" in a $43 million fraud scheme that victimized a Native American tribal corporation.