Securities and Exchange Commisison v. Bajic et al

  1. May 08, 2020

    6 Alleged Pump-And-Dump Firms Will Pay SEC $32M

    Six firms that were allegedly part of an elaborate pump-and-dump securities fraud scheme were ordered Thursday to pay nearly $32 million after they failed to respond to the U.S. Securities and Exchange Commission's enforcement action naming them in New York federal court.

  2. April 22, 2020

    SEC Wants $14M From Offshore Firm In Alleged Fraud Ring

    The U.S. Securities and Exchange Commission seeks to make a Seychelles company disgorge nearly $14 million in connection with an alleged elaborate securities fraud scheme, the regulator told a New York federal court.

  3. January 02, 2020

    Swiss Co. Hit With Civil, Criminal Stock Plot Charges

    New York federal prosecutors on Thursday announced criminal charges against a Swiss asset management firm, its owner and a Danish accomplice, claiming the duo earned millions off an elaborate pump-and-dump securities fraud scheme spanning six years.