July 19, 2022
TD Ameritrade has agreed to pay $1.4 million to settle claims that it failed to compensate investors for higher taxes they paid because of the broker's use of their securities in short sales, the investors told a Missouri federal court.
December 14, 2021
A Missouri federal judge has certified a class of investors accusing TD Ameritrade Inc. of failing to compensate them for the higher taxes they paid due to the broker's use of their securities to facilitate short sales.