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Securities and Exchange Commission v. Nielsen
Case Number:
5:20-cv-03788
Court:
Nature of Suit:
Judge:
Firms
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June 10, 2022
Trader Pleads Guilty In Biotech Co. Stock Spoofing Scheme
An investor in the medical technology company Arrayit Corp. pleaded guilty to securities fraud in California federal court Thursday, admitting his role in a scheme to manipulate the prices of its stock through the spread of false and misleading information about the company, according to hearing minutes.
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February 11, 2021
Calif. Biotech Firm Settles SEC's COVID-19 Blood Test Claims
A California biotech company and its CEO have agreed to settle a U.S. Securities and Exchange Commission suit alleging that they lied to investors about the development of a blood test for the coronavirus.