September 03, 2020
A California man and his company on Wednesday agreed to give up nearly $50,000 to end U.S. Securities and Exchange Commission claims that they coaxed 63 people to sink a collective $4.6 million into the $1.2 billion Woodbridge Group of Companies LLC Ponzi scheme.
September 02, 2020
The Securities and Exchange Commission has settled a suit against Sexton Advisory Group Inc. and its owner over their alleged participation in Robert Shapiro's $1.23 billion Ponzi scheme Wednesday, resolving allegations that they sold unregistered securities and acted as unregistered brokers.