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Securities and Exchange Commission v. Sexton Advisory Group, Inc. et al
Case Number:
5:20-cv-01806
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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September 03, 2020
SEC Targets Alleged Woodbridge Group Ponzi Scheme Broker
A California man and his company on Wednesday agreed to give up nearly $50,000 to end U.S. Securities and Exchange Commission claims that they coaxed 63 people to sink a collective $4.6 million into the $1.2 billion Woodbridge Group of Companies LLC Ponzi scheme.
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September 02, 2020
SEC Settles Suit With Insurer Over Woodbridge Ponzi Scheme
The Securities and Exchange Commission has settled a suit against Sexton Advisory Group Inc. and its owner over their alleged participation in Robert Shapiro's $1.23 billion Ponzi scheme Wednesday, resolving allegations that they sold unregistered securities and acted as unregistered brokers.