May 17, 2022
A California attorney has agreed to pay nearly $41,000 as part of an agreement to end U.S. Securities and Exchange Commission claims she helped a shell company sell its shares.
March 23, 2021
A California attorney accused by the U.S. Securities and Exchange Commission of playing a key role in an elaborate scheme to market a shell company and its shares must face the regulator's enforcement action, a California federal judge has determined.
October 19, 2020
The U.S. Securities and Exchange Commission on Monday said a California crowdfunding attorney built a shell company for fraudsters and helped them conceal a pump-and-dump scheme that netted at least $7.2 million.