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Harrington Global Opportunity Fund, Limited v. BofA Securities, Inc., et al.

  1. October 09, 2024

    Hedge Fund Agrees To Drop Spoofing Claims Against TD Bank

    Broker-dealer affiliates of TD Bank will no longer face a hedge fund's claims that they manipulated markets by placing trade orders they never intended to fulfill, the parties told a Manhattan federal judge.

  2. September 29, 2023

    Banks Must Continue Fighting Hedge Fund's Spoofing Claims

    A New York federal judge has again refused to dismiss a hedge fund's spoofing claims against the U.S. and Canadian securities arms of three major financial institutions, ruling that the fund pointed to specific examples of the alleged misconduct and evidence suggesting the banks knew what they were doing.

  3. February 10, 2022

    Banks Dodge Naked Shorting Claims But Not Spoofing Suit

    A New York federal judge is not letting the U.S. and Canadian securities arms of three major financial institutions shake a hedge fund's allegations that they engaged in spoofing, although she did dismiss claims that the firms used naked short selling to drive down a company's share price.

  4. January 29, 2021

    Hedge Fund Says Banks' Spoofing, Naked Shorting Cost It Big

    A Bermuda-based hedge fund has accused several major financial institutions' U.S. and Canadian securities arms of engaging in spoofing and naked short-selling, alleging in a new Manhattan federal court lawsuit that their tactics caused it to suffer losses in the tens of millions of dollars back in 2016.