Commodity Futures Trading Commission v. Gorman

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Case Number:

1:21-cv-00870

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Jessica G. L. Clarke

Firms

Government Agencies

  1. March 24, 2023

    Ex-Trader Trims CFTC's Swap Price Manipulation Suit

    A New York federal judge on Friday trimmed claims from a count in the Commodity Futures Trading Commission's lawsuit against a trader in Japan who allegedly manipulated swap prices, finding that statements made by the trader did not have "a direct and significant connection" to the U.S.

  2. February 01, 2021

    CFTC Sues Trader For Alleged Swap Price Manipulation

    The Commodity Futures Trading Commission filed a lawsuit Monday against a trader who allegedly manipulated swap prices to benefit the global investment bank he worked for at the expense of a bond issuer — then attempted to cover it up.