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Securities and Exchange Commission v. Plummer et al
Case Number:
3:21-cv-02331
Court:
Nature of Suit:
Other Statutes: Securities/Commodities/Exchange
Judge:
Firms
Government Agencies
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December 06, 2021
SEC Inks Deal With Salesman Involved In $7M Investor Fraud
A Dallas-area man who was hit with securities claims earlier this year for allegedly helping defraud investors out of $7 million over a two-year period has agreed to pay back ill-gotten gains, but hasn't admitted guilt.
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September 30, 2021
SEC Targets Energy Co. Owners For $7M Investor Fraud
The U.S. Securities and Exchange Commission on Thursday launched securities fraud claims in Texas federal court against a Dallas-area man whom the agency described as a securities fraud recidivist and his business partner, accusing the two of defrauding investors out of $7 million over a two-year period.