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Doyle et al v. UBS Financial Services, Inc. et al

  1. July 14, 2025

    2nd Circ. Won't Let UBS Arbitrate Fund Mismanagement Suit

    The Second Circuit on Monday affirmed a New York federal judge's decision rejecting UBS' bid to send a charitable trust's mismanaged funds suit to arbitration, finding that the bank knowingly relinquished the right to arbitrate "by acting inconsistently with that right."

  2. February 26, 2024

    UBS Can't Arbitrate Trust's Claims Of Mismanaged Funds

    A New York federal judge rejected UBS' bid to send a charitable trust's mismanaged funds suit to arbitration, ruling that the trust has shown sufficient evidence there is a question of whether a foundation representative had the authority to sign onto the arbitration agreement invoked by UBS.

  3. April 10, 2023

    Trust Claims UBS Can't Arbitrate Mismanaged Funds Suit

    A charitable trust that has accused UBS and others of mismanaging its funds has urged a New York federal judge not to send the case to arbitration, saying it never authorized an agreement that permitted arbitration of any disputes.

  4. March 13, 2023

    UBS Says Trust's Mismanaged Funds Suit Must Be Arbitrated

    UBS told a New York federal judge that a suit brought by a charitable trust against the financial services giant, one of its employees and the trust's former attorney-trustee should be sent to arbitration, arguing that the trust agreed to resolve any claims in arbitration before the Financial Industry Regulatory Authority.

  5. January 26, 2023

    UBS, Charity Mismanaged Funds Suit Must Go On, Court Says

    A New York federal judge denied UBS Financial Services Inc.'s bid for dismissal in a suit brought by a charitable trust that claims the trust's creators were manipulated into placing hundreds of millions of dollars of assets under the investment stewardship of a UBS employee who was the son of the foundation's former attorney-trustee.

  6. April 13, 2022

    Charity Accuses UBS, Father-Son Duo Of Mismanaging Funds

    A charitable trust has sued UBS Financial Services Inc. claiming that the foundation's creators were manipulated into placing hundreds of millions of dollars of assets under the investment stewardship of a UBS employee who was the son of the foundation's former attorney-trustee.