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UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. LINDBERG et al
Case Number:
1:22-cv-00715
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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May 24, 2024
Foley & Lardner Given All-Clear To Exit SEC Suit
A North Carolina federal judge permitted Foley & Lardner LLP on Friday to exit as counsel for a Malta-based registered investment adviser that is defending claims in a $75 million lawsuit brought by the U.S. Securities and Exchange Commission, despite the judge's previous concerns about the firm's withdrawal.
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April 05, 2024
Judge Wary Of Foley & Lardner Exit Bid From SEC Suit
A request by Foley & Lardner LLP attorneys to stop representing a Malta-based registered investment adviser in a $75 million suit by the U.S. Securities and Exchange Commission is hanging in the balance after a North Carolina federal judge expressed concerns about their exit holding up the case.
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June 13, 2023
Ex-NC Insurance Exec Agrees To Settle SEC's $75M Fraud Suit
The U.S. Securities and Exchange Commission has asked a North Carolina federal judge to approve a settlement with former insurance executive Christopher Herwig, who the SEC claims defrauded clients out of $75 million alongside disgraced mogul Gregory Lindberg.
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January 06, 2023
Investment Adviser Can't Dodge SEC's $75M Fraud Claims
A Malta-based registered investment adviser was unable to get a $75 million suit by the U.S. Securities and Exchange Commission tossed, with a North Carolina federal judge ruling on Friday that the regulator's complaint "provides substantial detail" about the fraud alleged against the investment adviser and two of its North Carolina-based executives.
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November 01, 2022
NC Insurance Exec Blasts $75M SEC Suit As A 'Shotgun' Case
Two North Carolina-based insurance executives have asked a federal judge to toss a U.S. Securities and Exchange Commission suit against them alleging they defrauded clients out of more than $75 million through undisclosed transactions, with one calling it a "shotgun" case.
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August 30, 2022
SEC Says NC Insurance Execs Stole $75M From Clients
The U.S. Securities and Exchange Commission filed suit Tuesday against two North Carolina-based insurance executives and their Malta-based registered investment adviser for allegedly defrauding clients out of more than $75 million through undisclosed transactions that only benefited themselves.