April 12, 2023
A Florida federal judge has granted judgment in favor of the U.S. Securities and Exchange Commission on its unopposed claims accusing a Miami-based investment adviser and his firm of misappropriating roughly $750,000 from investors through a fraudulent scheme involving fabricated audit reports and fake attorneys.
January 24, 2023
The U.S. Securities and Exchange Commission has filed suit against a Miami-based investment adviser and his firm, alleging they misappropriated roughly $750,000 from investors through a fraudulent investment scheme using fabricated audit reports from KPMG LLP and fake attorney letters from K&L Gates LLP.