April 08, 2026
The federal government has settled a suit seeking the IRS' records of its investigation into an ex-broker sanctioned by the Financial Industry Regulatory Authority for hiding $1.7 million in tax liens, according to documents filed in North Carolina federal court Wednesday.
April 03, 2026
The IRS should not be allowed to withhold records of its investigation into an ex-broker sanctioned by the Financial Industry Regulatory Authority for hiding $1.7 million in tax liens, he told a North Carolina federal court Friday, urging it to let his case against the tax agency proceed.
February 17, 2023
An ex-broker who was sanctioned by the Financial Industry Regulatory Authority for hiding $1.7 million in tax liens told a North Carolina federal court that the IRS violated federal laws by withholding records on its investigation into his promotion of potentially abusive tax shelters.