May 22, 2023
A California federal judge approved four settlements totaling over $6.9 million that the U.S. Securities and Exchange Commission struck with two California companies and their father-and-daughter officers of claims they conducted a fraudulent securities offering that raised $9.3 million from 200 investors over more than a decade.
February 27, 2023
The U.S. Securities and Exchange Commission said it is seeking court approval of a settlement with two California companies and their father and daughter officers, alleging that they conducted a fraudulent securities offering that raised $9.3 million from more than 200 investors nationwide over more than a decade.