November 21, 2025
Virtu Financial Inc. has agreed to pay the U.S. Securities and Exchange Commission $2.5 million for allegedly failing to safeguard customer information, according to a Friday proposed final order that would end the regulator's two-year-old suit against the broker-dealer.
October 24, 2025
The U.S. Securities and Exchange Commission on Friday told a New York federal judge a settlement with Virtu Financial Inc. that was on the cusp of approval would be delayed because of the government shutdown.
July 01, 2025
The U.S. Securities and Exchange Commission and Virtu Financial Inc. told a New York federal judge on Tuesday that they have struck a tentative deal to end a lawsuit accusing the broker-dealer of failing to adequately protect customer data.
August 09, 2024
A Manhattan federal judge declined Friday to trim a U.S. Securities and Exchange Commission lawsuit over Virtu Financial Inc.'s protection of customer investment data, saying discovery is needed to determine whether the platform designed reasonable safeguards to wall this information off from its own in-house traders.
December 05, 2023
Virtu Financial Inc. is fighting a U.S. Securities and Exchange Commission lawsuit accusing a subsidiary of failing to safeguard certain client information from its own in-house traders, arguing that the case should be dismissed because the regulator has not alleged that any Virtu employees actually accessed or misused that information.
September 12, 2023
The U.S. Securities and Exchange Commission on Tuesday sued Virtu Americas LLC and its parent company in a New York federal court, alleging the broker-dealer misled customers and the markets about its safeguards for sensitive customer data.