June 25, 2024
A Florida federal judge on Tuesday approved approximately $425,000 in settlements in a suit by the U.S. Securities and Exchange Commission against an investment adviser and its owner, alleging they hid investment strategies and lost control of the firm's recordkeeping, preventing them from accessing crypto assets possibly worth $10 million.
September 21, 2023
The U.S. Securities and Exchange Commission has sued an investment adviser and its owner over claims that they hid investment strategies and lost control of the firm's record keeping, preventing them from accessing a wallet of crypto assets possibly worth $10 million.