March 27, 2025
A New York federal judge has declined to toss claims brought by the U.S. Securities and Exchange Commission against an investment firm owner who allegedly managed a Russian oligarch's wealth in America without ever registering with the SEC as required.
September 19, 2023
A New York investment firm and its owner managed a Russian oligarch's wealth in America without ever registering with the U.S. Securities and Exchange Commission as required, the agency alleged in a federal lawsuit filed Tuesday.