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Securities - April, 2006
101 articles
- Cleary Gottlieb Hires Another SEC Veteran
- Monitor Named As Part Of BNY Settlement
- Securities Firm Hit With $25 Million Lawsuit
- Energy Executive Pleads Guilty In Embezzling Case
- Bawag Inches Closer To Settlement With Refco Creditors
- Quattrone Mulls Paul, Weiss For Legal Team
- NASD Expels Brokerage From Industry
- Delaware Lawyer Jumps To Fish & Richardson
- Judge Delays Overstock Suit Amid Appeals
- Talent Agents Accuse William Morris Agency Of Fraud
- Citigroup Execs Still On The Hook For Fund Scheme
- Rule Draws Senate Fire, But SEC And NYSE Remain Firm
- Qwest Seeks New Ruling On Attorney-Client Privilege
- Court Postpones Sentencing Of Short Seller
- Lerach Coughlin Beefs Up Practice With Former Judge
- GAO Finds Internal Control Deficiencies At SEC
- "Witch Hunt" Ruined Enron: Lay
- LendingTree Exec Indicted On Insider Trading Charges
- Funds Square Off Over Credit Agreement Gone Sour
- Refco Creditors Take Aim At Bennett Financier BAWAG
- Arden Realty Settles With GE Capital Over Merger Deal
- Computer Associates Ex-CEO Pleads Guilty To Fraud
- Lay Points Finger At Fastow For Enron Collapse
- SEC Queries May Hinder IES' Chapter 11
- IPO Settlements Could Mean Payday For Issuers
- SEC Approves PCAOB Accounting Rules
- Refco CEO Asks Judge To Throw Out Suit
- Freddie Mac Settles Suit, Investors Get $410 Million
- Refco Reaches $263M Deal In PlusFunds Feud
- San Diego Audit May Mean Trouble For V&E
- J.P. Morgan To Pay $425M Over IPO Charges
- Pillsbury Winthrop Snags Partner From White & Case
- Parmalat Claws Back At Capitalia With €4.5B Suit
- SEC Panel Recommends Relaxing SOX For Small Firms
- Fresh Antitrust Suit v. JP Morgan Chase Over Copper
- Ruling Could Bring An End To IPO Antitrust Case
- Securities Class Action Targets Cendant Spin-Off
- NY Comptroller Accuses Qwest of Fraud
- Merrill Regional Manager Removed From Post
- Survey: Sarbanes-Oxley Costs Drop In 2005
- Damages Erased In "Mob On Wall Street" Case
- Berkowitz Finishes With Skilling, Petrocelli Up Next
- Grasso Dubious Of Settlement Potential
- Congressional Memo Questions PCAOB: Lawsuit
- SEC Accuses Concert Promoter Of Swindling Investors
- Post-Enron, Pepper Hamilton Focuses On Governance
- Skilling Claims He Is No Cookie Monster
- AIG, General RE Trial Moves To Connecticut
- Report Shows Corporate Governance A Must
- Tyco To Pay $50M To Settle SEC Fraud Charges
- Hedge Fund Sues Top Brokers For Naked Short Selling
- Investors Sue Micron Over Alleged Price-Fixing Plot
- Suits Nail Northfield Over Blood Substitute
- NASD Proposes Amended Arbitration Code
- Antitrust Suit Targets Naked Short Selling By Banks
- Robins Kaplan Hires High-Profile Defense Lawyer
- SEC Guidelines For Journalist Subpoenas Revised
- Circuit Court Shields Vendors In Class Action
- Is Regulation On The Way For Private Equity Groups?
- Bear Stearns Resolves Lawsuit Over Enron
- Citigroup Hit With New Arbitration Award
- NYSE's Regulatory Arm Comes Out Swinging In April
- Small-Business Protections Urged By SEC Committee
- Class Action Targets St. Jude Medical
- Skilling Not The Smartest Guy In The Room
- Rich History Boosts Simpson Thacher's Securities Practice
- Pillsbury Winthrop Nabs AIG Attorney
- Merrill, Goldman Employees Named In Insider Trading Suit
- Rogue Copper Trading Leads To $85M Settlement
- Arcelor's Poison Pill Angers Shareholders
- Judge Approves $2.6B AOL Time Warner Settlement
- On The Stand, Skilling Maintains "Absolute Innocence"
- Suit Alleges AIG Brokers Took Kickbacks
- Appeals Court Rejects SEC Mutual Fund Rule
- SEC Probes Bankrupt Biotech Company
- Investor Smacked With Refco Derivative Lawsuit
- Conveyance Rule 159 Of The Securities Act
- News Corp. Grants Shareholder Vote On "Poison Pill"
- Citigroup To Pay $13M In WorldCom Settlement
- NY Pension Fund Opts Out of $400M Qwest Deal
- Deposition Links Grasso To Hiding Pay Information
- NASD Charges Brokerage Firm With Late Trading
- Skilling Testimony Pushed To Next Week
- Judge Throws Shareholder Suit In eSpeed Securities Action
- AIG Unit Fined $1.1M By NASD Over Brokerage Mishaps
- Protection Of Intangibles Under Sarbanes-Oxley
- SEC, CFTC Team Up On New Futures Trading Rules
- Italian Court Upholds Parmalat "Clawback" Law
- Reed Smith's Proposed Merger Will Boost Securities Team
- Deadlocked Jury Prompts Mistrial In Tenet Case
- SEC Charges Former Refco Brokers In Short-Selling Fraud
- Geneva Capital Cheats Schools, Charges SEC
- Demand For Securities Lawyers Surges: Survey
- Consolidated Complaint Filed Against Refco
- Ex-Newspaper Executive Surrenders To Authorities
- Grasso Relinquishes Transcripts To Spitzer
- Cox Says No To SOX Exemptions
- SEC Targets Biovail Over Trading Issues
- Enron Defense Kicks Off, Calling First Four Witnesses
- Appeals Court Affirms Sentence In Fraud Case
- Hedge Fund Head Settles SEC Charges