Securities Archive » January, 2007

Securities - January, 2007

148 articles

• Accounting Firms Form Audit Review Group
• Prosecutors Say AOL Execs Aided Fraud
• Clear Channel Accused Of Bid Rigging
• Judge Says Parmalat Can't Unify Cases
• Merrill Lynch To Pay $40.3M Settlement
• Judge Sanctions NTL For Botching Evidence
• Pension Fund Resolves Fraud Suit Against Qwest
• Hedge Fund Boss Jailed For Stock Market Fraud
• SEC OK's Expanded Soft-Dollar Pools
• Final Executive In CA Accounting Fraud Sentenced
• Former Trader Fined For Fraud In PIPE Deal
• Judge Slashes Milberg Fee Request
• Backdating Charges Surface In Caremark Row
• SEC OKs Market-Based Options Valuation
• Chipmaker Takes Charge For Backdating
• France Drops Class Action Bill
• Calgon Carbon Awarded $10 Million In Fraud Case
• Ex-Cendant Executives Avoid Prison Terms
• SEC Uncovers Breaches In Fund Lending Practices
• Reliant Accuses Fund Of Exploiting Court Ruling
• Retired Teachers Appeal Ruling In Homestore Case
• Bond Insurer Pays $75 Million To Settle Fraud Charges
• Ex-Computer Associates CFO Gets 7-Month Sentence
• Bankers Seek Dismissal In Enron-Related Fraud
• Qwest To Pay Nacchio's Legal Fees
• Lone Star Korean Unit Chief Indicted
• SEC Toughens Stance On PIPEs deals
• AIB Must Show Documents To Citibank, BoA
• SEC Launches Formal Probe Of Home Builder
• Former Black Employees Support Ravelston Plea
• Hedge Fund Boss Admitted Fraud To FBI, Suit Claims
• Nacchio Lawyers Win Peek at Documents
• Trial Begins For Auditor In Bankest Fraud Case
• Disgraced Hedge Fund Execs Drop $4.6M
• U.S., European Regulators To Step Up Cooperation
• Law Firm, Lay Dropped From Enron Suit
• SEC Warns Cardinal Health Executive
• SEC Mulls Easing Burden For Smaller Companies
• Insurance Co. Granted Request For NASD Arbitration
• SEC OK's Updates To NASD Arbitration Code
• Hollinger Defendants To Be Tried Together
• Shareholder Files Suit In Bid For Midwest Air
• Broadcom Blames Founder For Backdating
• Panel Hits Ex-Gemstar CEO With $93.6M Fine
• Heller Eyes Europe With Hire
• Apple CEO Jobs Questioned By Feds
• SEC's Proposal May Lure Foreign Companies
• Parmalat Case Stays In Land Of Sinatra, Soprano
• SEC Delays Decision On Board Nominations
• Former N.Y. Prosecutor Joins Bracewell & Giuliani
• K&L Gates Nets Former Asst. U.S. Attorney
• U.S. Steps Into Fray In IPO Antitrust Case
• Interlocking Boards Spread Options Scandal: Study
• Regulator Calls For Extension Of SOX Deadlines
• Judge Selects Lead Plaintiff In Apple's Options Case
• SEC Charges U.S. Foodservice Vendors With Fraud
• NASD Firms Approve Consolidation With NYSE
• Former Take Two CEO Backdated Options
• Attorney's Office Loses Top Backdating Prosecutor
• Former Enron Treasurer Released
• SEC Fines Mutual Fund Manager
• CBOE Asks For Dismissal In Chicago Exchange Battle
• Disgraced Hedge Fund Manager Loses Appeal
• Fannie Mae Wraps Up Probe Into Executive Pay
• E.C. Seeks To Limit Auditors' Liability
• Circuit Court Upholds Decision To Toss PwC Case
• CEO On Trial In Biggest South Carolina Fraud Case
• Monster Stock Options Probe Deepens
• Grasso Sounds Off About Legal Costs In Pay Case
• Judge To Rule On Adelphia Insurance Policy
• Group Storms Company After Filing SEC Claim
• Looking East, U.S. Law Firms Boost India Practices
• CA Shareholders Seek Ex-CEO's Assets
• Ex-Fannie Mae Chief Claims OFHEO Is Biased
• Seven Trading Firms Fined $2.8 Million By NYSE
• U.S. Attorney Who Targeted Backdating Resigns
• Millennium Trader Gets Probation For Late Trading
• U.S. Seeks Stricter Sentence For Ex-Westar CEO
• Ex-Cendant CEO To Spend Over 12 Years Behind Bars
• SEC Sues Former ConAgra Subsidiary Executives
• Equinix Says Probes Into Stock Options Have Ended
• Sunglass Maker To Settle Suit With $1.4M Check
• Black Attorneys Decry Ravelston Plea Deal
• Ex-Computer Associates Lawyer Gets Jail Time
• AG Probes Consulting Arrangements
• Wilson Sonsini Opens Doors In D.C.
• Ex-Refco President Indicted In Accounting Scandal
• Novell Filing Stalled Amid Stock Option Probe
• Brokers' Boss Fined By NYSE Over Market Timing
• Apple's Grant To CEO Under Scrutiny: Report
• Former Energy CEO Asks To Be Released From Prison
• CBOT Moves For Judgment Against CBOE
• Forex Fraudster Ordered To Pay $33M
• PR Newswire Takes Beef With Nasdaq To Court
• Home Depot Shareholders Sue To Stop CEO Pay
• ING Hit With Suit Over Revenue Sharing
• Sham Hedge Fund Operators Indicted
• SEC Holds Settlement Talks With Ex-Qwest Execs
• Holland & Knight Raids Rival Securities Group
• Ex-Comverse Attorney Settles Backdating Case
• AGs Side With Shareholders In Enron Case
• Impax Laboratories Reacts To SEC Suspension
• Three Banks Settle SEC Action For $1.6 Million
• Insurers Eye Backdating Scandal
• Two Suits Attempt To Derail CVS-Caremark Merger
• Former Aspen Tech Chief Faces Fraud Charges
• Reducing Fiduciary Exposure Under 401(k) Plans
• Ex-Platinum CEO Gets Nine Years
• Conrad Black Accused Of Insider-Trading Scheme
• Accounting Errors Could Bankrupt Mills
• Parmalat, BofA To Head Back To Court: Source
• Xilinx Exonerated In Backdating Lawsuits
• Ex-U.S. Foodservice Controller Settles Fraud Charges
• McAfee Amends Options Policy, Takes $25M Charge
• Former Qwest CFO Settles Civil Fraud Charges
• Judge Dismisses Derivative Suit Against Goodyear
• Merrill Lynch Analyst Jailed For Insider Trading Scam
• Prosecutor Joins Mintz Levin's Corporate Crime Team
• A Delaware Lawyer's Perspective On Stock Option Grant Procedures
• Appeals Court Reverses Energy Execs' Convictions
• Supreme Court To Rule On Securities Fraud Proof
• Conflicts Questioned In Apple Options Probe
• Second Plea Bargain Reached In Hollinger Case
• Former MCA CEO Loses Bid To Retract Guilty Plea
• Italian High Court OKs Parmalat Suits
• Former Los Angeles Prosecutor Joins Gibson Dunn
• Aguirre, WSJ Square Off Over Pequot
• Regulators To Review Morgan Stanley's Lost E-Mails
• Prosecutors Close PurchasePro, AOL Fraud Case
• Judge Dismisses Claims In Retek Class Action
• Apple Lawsuit Spotlights Jobs' Role
• CMS Agrees To $200M Settlement
• Shareholders Want Home Depot Board Members Out
• Ex-Fund Manager Settles With SEC Over Short Selling
• Schiffrin & Barroway Touts New Partners, Office
• Anchor Glass Settles Disclosure, IPO Charges
• Foley & Lardner Taps Expert Investigator
• Fraud Charges Against Insurer, Banks Dismissed
• In S&P 500, Firms Move Toward Board Declassification
• DaimlerChrysler Settles Liability Claim With Insurers
• Home Depot CEO's Exit Pay Rouses Investor Ire
• Private Equity Firms Face Lawsuit, Probes
• Quovadx To Settle Suit for $7.8M
• Jobs Did Nothing Wrong: Apple
• Securities Fraud Cases Plunge To Record Low
• Plaintiff Looks To Fire Lerach, Scott
• Milberg Weiss Takes Another Blow
• Judges OK $2.47B Nortel Settlement