Securities Archive » February, 2007

Securities - February, 2007

150 articles

• SEC Sues McGuireWoods Lawyer
• Judge Removes Plaintiff In NYSE Specialists Suit
• MBC Managers Plead Guilty To $830M Fraud
• Federal Reserve Lifts Two-Year Order On BofA
• Regulatory Activity Highlights FCPA Risks In China
• N.Y. Weighs In With High Court On IPO Class Action
• McKee Nelson Snares Six King & Spalding Partners
• Hedge Fund Settles SEC Fraud Charges
• Former FDA Head Gets Probation, Fine
• Bristol-Myers Off The Hook In Plavix Probe
• Nikko Sues Former Execs For Scandal Damages
• SEC To Probe Trades Before TXU Buyout
• Ex-McAfee General Counsel Indicted Over Options
• Ex-HomeGold CEO Locked Up
• McKesson Unit Settles For $18.7M
• Black Launches Second Effort To Block Plea
• Investors Who Sold Can Be Targeted By Bayou: Ruling
• Caremark/CVS Merger Ruling Gets Praise
• SEC: Company Hacked News Releases For Profit
• SEC Urged To Push Back SOX Compliance Deadline
• SEC Drops Claim Against Ex-Halliburton CFO
• Shareholders Want "Say On Pay"
• Former Citigroup Execs Escape SEC's Grasp
• SEC Probes Citigroup Purchase Of Associates
• SEC Close To Finalizing Deregulation Proposal
• Hedge Fund Stole $9M, Suit Claims
• Panel Declines To Set Regulations On Hedge Funds
• Delphi Sues Insurer For Legal Costs
• Ex-HealthSouth CFO Dodges Prison Time
• Co. Illegally Distributed Shares: Judge
• Overstock Director Resigns
• Union Confronts Toll Brothers Over Executive Pay
• Morgan Stanley Exec Compensation Suit Put On Hold
• Defendants Appeal Ruling In CFTC Fraud Case
• Nacchio Defense Wins Access To More Documents
• Judge Denies Banks' Request To Delay Enron Trial
• Brazilian Pair Settle In Insider-Trading Scheme
• Appeals Court Tosses Suit Against Goldman
• Ex-Biopure CEO Settles Blood Substitute Case
• SEC Sues Braintree Energy Over $9M Scam
• RenRe Settles Shareholder Class Action For $13.5M
• Veritas Drops $30M To Settle Fraud Charges
• Judge Throws Out NYSE Trader's Fraud Conviction
• SEC Closes Probe Of PepsiCo Payments To Kmart
• Reliant Shareholder Withdraws Proxy Proposal
• Man Financial Fined For Supervision Failure
• Brokerage Firm Fined $2.7M For Poor Supervision
• Fannie Mae To Withhold $44M In Bonuses
• SEC, EBSA Can Improve Communication: Report
• New Trial Ordered For Nigerian Barge Defendants
• Indiana Teachers Sue Metlife Over Options
• CA Shareholder Wins Bid To Compel Settlement Info
• Italian Judge OK's 17 Plea Bargains In Parmalat Trial
• Document Details Backdating Scheme At Mercury
• Judge Finalizes Settlement In Parmalat Case
• Nacchio's Lawyers Win Access To Ex-CFO's Testimony
• LVMH Settles Face-Off With Financial Giant
• Power Co. Settles CFTC Action For $2M
• Ex-Monster General Counsel Pleads Guilty To Fraud
• Nixon Peabody Woos Former Federal Prosecutor
• Judge Seeks Limits On Future Parmalat Damage
• Former i2 CEO Pays $8M To Settle With SEC
• 10 Under 40: Gibbs Bruns' Scott Humphries
• 10 Under 40: Simpson Thacher's Jonathan Youngwood
• SEC Fines Former Take Two CEO $6M
• Ex-Monster General Counsel Accused Of Fraud
• Former Enron Traders Get Probation
• SEC Ends Probe Of Gradient, Will Not File Charges
• Court Speaks On Spring-Loading, Backdating
• MBIA Saved By Statute Of Limitations
• Securities Litigation Trends: Energy
• Securities Litigation Trends: Technology
• Lerach Tops Plaintiffs List For Second Year
• Securities Litigation Trends: Health Care
• Wilson Sonsini Ranked #1 In Securities Defense
• Securities Litigation Trends: Financial Services
• Fallen Enterasys Execs Hit With SEC Lawsuit
• Court Halts Caremark-CVS Merger Vote
• Court Allows Amended Claims In Tax Shelter Case
• 10 Under 40: Mayer Brown's Claudius Sokenu
• SEC's Fair Disclosure Rule Should Go: Report
• Investment Firms Fined For Entertainment Payments
• Restatements Drop For Big Firms
• Ex-McAfee Counsel May Face Criminal Charges
• 10 Under 40: Fried Frank's Michael Levitt
• Hedge Fund Manager To Fork Over $120M
• SEC To Spare Some Options Backdaters
• Hedge Fund Manager Pleads Not Guilty To Fraud
• 10 Under 40: Sidley's Jose Sanchez
• IRS Relieves Workers In Backdating Scandal
• Convicted Westar CEO Freed On Bond
• Corporate Fraud Crackdown Still Needed: Study
• SEC Launches Formal Inquiry Into KLA-Tencor
• 10 Under 40: Reed Smith's Roy Arnold
• CFTC Socks N.Y. Hedge Fund Manager With Suit
• Family Charged In $3.7M Insider-Trading Scheme
• Court OK's Ravelston Plea Bargain In Black Case
• LCD Maker Hit With Shareholder Class Action
• Judge Denies Raines' Motion To Accelerate Trial
• Judge OK's $5M Amerigroup Settlement
• SEC Sues Former Execs Over Backdating
• SEC Sues Over Insider-Trading In Energy Merger
• Time Warner, AOL Execs Settle For $105M
• 10 Under 40: Nixon Peabody's David Feldman
• Firm Fined $123M For Foreign Currency Swindle
• Former Exec Sentenced To 20 Years For Fraud
• FERC, CFTC Probed On Oversight Of Gas Trading
• AG Urges Delay Of UnitedHealth Settlement
• Judge Chides Parmalat Over Recovery Suits
• Regulators Target Hedge Fund For Web Site
• Accused Of Destroying Company, Lawyer Strikes Deal
• J&J Closes Acquisition After Injunction Is Denied
• Fidelity Fined $3.75M In Improper Gifts Probe
• Acciona Hit With Injunction In Endesa Dispute
• Goldman Sachs Dismissed From Fannie Mae Suit
• Home Depot Settles Proxy Fight With Relational
• 10 Under 40: Weil Gotshal's John Neuwirth
• RenaissanceRe Settles SEC Claims Over Bogus Deal
• SEC Launches Insider-Trading Probe Of Wall Street
• Florida Execs Give Up Homes To End SEC Case
• Ex-Westar CEO Gets Two Years Behind Bars
• SEC Drops Probe Of Guess Executive
• Specialist Boss Fined Over Improper Trading
• Ex-CIBC Broker Alleges Wrongful Termination
• Oil Shipping Co. Hit With Class Actions
• G&E Lands Well-Known Securities Litigator
• Banks Protest Class Certification In Enron Case
• Class Action Against Medical Device Maker Tossed
• 10 Under 40: Skadden Arps' Scott Musoff
• Asarco Accuses Parent Company Of Fraud
• Senate Report Alleges SEC Botched Probe
• Sears To Appeal $73M Verdict Over Bond Buybacks
• MetLife Faces Potential Class Action Suit
• U.S. Takes Closer Look Into Apple's Options Woes
• Siemens In More Hot Water Over Alleged Bribery
• 10 Under 40: Thompson Hine's April Boise
• Intel Joins Dell In Expanded Shareholder Suit
• Overstock Ties Brokers Into Conspiracy Claim
• Wood River Fund Manager Indicted
• N.Y. Rep. Calls For SEC/CFTC Collaboration
• Outback Owner In Shareholder Suit Over $3.2B Buyout
• Plea Bargain In Milberg Case May Implicate Lerach
• Judge Lets Ex-Enron Broadband Chief Off The Hook
• Exchange Regulator Calls For Public Directors
• Ex-CIBC Brokers Accused Of Market-Timing
• SEC Drops Mutual Fund Sales Case
• Senators Criticize SEC Handling Of Whistleblower
• Shareholders Withdraw Suit Against Midwest Air
• Deloitte Absolved By Appeals Court Ruling
• Enron Prosecutor Joins Latham & Watkins