Securities Archive » May, 2009

Securities - May, 2009

241 articles

• Mark Cuban Accuses SEC Of Withholding Case Info
• Ernst & Young Ordered To Turn Over Vivendi Audits
• KLA-Tencor Shareholder Case Stayed For Appeal
• Former NYSE Trader Settles SEC Fraud Claims
• Simpson Thacher To Share Docs On Work For LDK
• Dutch Court Approves Shell's $381M Deal To Investors
• FCPA Shareholder Suit Against Baker Hughes Nixed
• Legacy CMBS Under TALF
• Insurer Claims Dewey's Advice Led To $1B Loss
• SEC, FINRA Sue Brookstreet Brokers For Fraud
• Religion Suit Over AIG Bailout Survives Bid To Toss
• NY Life Unit To Cough Up $6.2M Over Fund Fees
• UFCW, Coughlin Stoia OK'd For Suit V. Chesapeake
• Fund Can't Take Over Securities Suit V. Merrill: Judge
• Citi, SEC Said To Be In Talks On Asset-Probe Deal
• Pequot Shuttered Amid Insider Trading Probe
• Q&A With Ropes & Gray's Randall Bodner
• Failure To Show Injury Dooms ERISA Suit V. Medtronic
• Overseas Law Preempts Shareholder Claims: Court
• Source Interlink Objects To Investor Bid To Delay Plan
• SEC Says Pegasus, Execs Took Investors For $30M
• ARS Investors Seek Lead Plaintiff Swap In UBS Case
• CSK Auto Settles SEC Fraud Claims
• Ex-Cardinal Health Officers Settle SEC Fraud Charge
• Q&A With Foley & Lardner's Scott Fredericksen
• Q&A With Paul Hastings' William Sullivan
• Q&A With Weil Gotshal's Joseph Allerhand
• Ex-Dreier Attys In Hot Seat Over Founder's Assets
• Q&A With O'Melveny & Myers' Seth Aronson
• SEC Claims Investment Adviser Misrepresented Risk
• Q&A With Goodwin Procter's Stephen Poss
• Q&A With Debevoise & Plimpton's Mark Goodman
• Q&A With Fulbright & Jaworski's Rodney Acker
• Q&A With Mayer Brown's Joseph DeSimone
• Lead Plaintiff Chosen In Medtronic Securities Suit
• Q&A With Hogan & Hartson's Thad Dameris
• Nadel Receiver Seeks Approval Of Clawback Deal
• VeriFone Investor, Derivative Suits Down But Not Out
• Claims Grow In Suit V. Holland & Knight Over Nadel
• Q&A With WilmerHale's Randall Lee
• F5 Investors Can Sue Without Board OK: Wash. Court
• Quest Resource, Ex-CEO Settle For $2.4M
• Q&A With Bingham's Dale Barnes
• Q&A With Hogan & Hartson's Norman Blears
• Q&A With McDermott's David Rosenbloom
• Q&A With Latham's Patrick Gibbs
• Q&A With Morrison & Foerster's Jordan Eth
• Faulty Demand Letter Dooms Investor Suit V. Lancer
• Q&A With Debevoise & Plimpton's W. Neil Eggleston
• Q&A With Proskauer's Gregg Mashberg
• Q&A With Greenberg Traurig's Bradford Kaufman
• Ch. 11 Doesn't Free Oil Co. From Fraud Case: Ruling
• Q&A With WilmerHale's Andrea Robinson
• Madoff Trustee Pulls In $235M From Santander Funds
• Biovail, Melnyk Reach Proxy Deal Ahead Of Powwow
• Q&A With WilmerHale's Charles Platt
• High Court To Hear Merck Bid In Vioxx Class Action
• Q&A With Reed Smith's Sarah Wolff
• Q&A With Mayer Brown's Caryn Jacobs
• Ex-US Prosecutor Joins Covington White Collar Group
• Q&A With Seyfarth's William Prickett
• Class Certified In Abercrombie & Fitch Securities Case
• Stanford Examiner Wants Accounts Released
• Investors Fight To Protect $10M In CDX Ch. 11
• Lehman Unit Fights To Guard $125M For Creditors
• Gemstar Hit With Injunction In SEC Suit V. Ex-NFLer
• Investor Suit Against Dendreon Can Proceed
• Deal In Securities Case V. Marvell Wins Initial OK
• SEC Hits Wealth Management Over $2.5M Kickbacks
• CFTC Accuses 'Broker-Dealer' Of $24.5M Fraud
• Q&A With Gibson Dunn's Jonathan Dickey
• Doctor's Insider Trading Suit Moves Toward Trial
• Secrets Of Success For Today's Summer Associates
• New Receiver OK'd In $550M Fraud Suit V. Financier
• Chevron Proxy Fight Grows More Acrimonious
• BVI: The Ideal Choice For Joint Ventures
• Axis Says Not Liable In Mortgage Co. Securities Suit
• Joseph Stevens Workers Accused Of $6.2M Fraud
• AmeriFirst Ex-Director Gets 15 Months, New Charges
• Most Claims Stand In Investors' Suit V. MoneyGram
• Wash. Sues Lehman Execs Over Subprime Exposure
• Will The 1st Circ. Reverse Its Tambone Decision?
• SEC Aims To Give Investors More Proxy Rights
• Investor Suits V. Credit Rating Firms May Be On Way
• Judgment Entered Against Certified Services' Ex-CFO
• FTC Capital Execs Charged With Securities Fraud
• Conn. Hedge Fund Sued For Rejecting Redemption
• JG Wentworth Files For Ch. 11 To Ease Senior Debt
• SEC Seeks New Receiver In $550M Fraud Case
• Merkin OKs Receivership For Madoff-Linked Funds
• New Complaint Binds 10 Constellation ERISA Suits
• Foley Scores Former Merrill Litigation Co-Head
• Amended Complaint Merges Medicis Investors' Claims
• Holland & Knight Nadel Work Draws Malpractice Suit
• Nortel CEO, CFO Face Shareholder Class Action
• Financial Anti-Fraud Act Advances For Final Approval
• Proskauer Bolsters Corporate Defense Group
• K&L Gates Gives Corporate, IP Groups A Boost
• GTX Founder Convicted Of Massive Fraud
• Ex-Juniper GC's Bid To Toss Backdating Suit Nixed
• High Court Agrees To Review SOX Challenge
• High Court Widens Twombly Standard's Reach
• WaMu Plaintiffs Told To File More 'Coherent' Suit
• WellCare Pays $11M To Settle SEC Fraud Suit
• Covington Adds Ex-SEC Official, Merrill Lynch Atty
• Madoff Trustee Moves To Kill Worker Benefit Plans
• RadioShack Workers Seek Class Cert. In ERISA Suit
• McDermott Nabs DLA Piper Private Equity Chairs
• High Court Takes Up Conrad Black's Conviction Case
• SEC Signs Off On GM Debt-For-Equity Exchange Offer
• Judge Takes Aim At Regions, Birmingham Bigwigs
• Schwab Plaintiffs Can't Amend State Pleadings: Judge
• Lehman Unit Sues MetWest Over $17M Setoff
• Cleveland's Subprime Suit Against BofA Crumbles
• SEC Attorneys Targeted In Insider Trading Probe
• Ex-KB Home VP Settles SEC Backdating Charges
• Snell Loses Bid For 2nd Shot To Nix Malpractice Suit
• 1031 Victims Sue Citibank, Foley, Others For $140M
• First Magnus, Star Equity Bury Loan Fraud Claims
• SEC Charges Wellco Energy With Oil Venture Scam
• Stupak Tries Again To Rein In Energy Speculators
• Crisis Sparks Call For Increased Credit Rating Liability
• Former AIG Exec Fights To Escape Securities Action
• Judge Delays Madoff Sentence For Victim Statements
• Pension Funds Told To Butt Out Of Ambac Suit
• Oct. Bailout Was Forced On Banks: Documents
• Dismissal Of ERISA Action V. Owens Corning Stands
• SEC Pitches 'Surprise Exam' For Investment Advisers
• Stroock & Stroock Signs On Jenner & Block Litigator
• Infineon Shareholder Suit Stayed For Cert. Appeal
• Stanford Exec Pleads Not Guilty To Obstruction
• Carlyle To Pay $20M To Settle NY Pay-To-Play Probe
• Halliburton, KBR Sued Over 'Reign of Terror'
• Experts Push For Overhaul Of PBGC Leadership
• Lehman Ex-Sales Rep Pleads Guilty To Trading Scam
• Madoff Trustee To Earmark $100M For Victims
• Ingram Micro To Pay $15M Over McAfee Fraud Case
• Madoff Trustee Sues Charity Over $5.1B Ponzi Gains
• SEC Staff Wants Fraud Suit Against Mozilo: Reports
• Treasury Outlines Plan To Regulate OTC Derivatives
• BP Unit, Trust Reach $29M Deal Over Oil Spill Losses
• Skadden Snags O'Melveny Attys For Litigation Group
• Dismissal Of Redback Investors' Fraud Suit Upheld
• EnerNOC Investor's Action Nixed As Implausible
• Connetics Shareholders Win Class Certification
• Medtronic Execs Shake Off Shareholder's Claims
• Attorneys Seek About Half Of E-MedSoft.com Deal
• Agent Pleads Guilty To NY Pension Kickback Plot
• Ex-Monster Exec Convicted In Backdating Case
• CDS Case Could Spread SEC's Insider Trading Reach
• In TARP Buyback, Freedom Won't Be Totally Free
• Investors' Suit V. Lord Abbett Paused For High Court
• Lead Plaintiffs Named In Securities MDL V. Satyam
• Stanford Exec Charged With Obstructing SEC Suit
• Exxon Investors Target Mutual Funds With E-Mail
• Bankruptcy Crucial For Stanford Creditors: Investors
• Defense Firm's Ex-CFO Settles SEC Backdating Case
• DOJ Slipups In Grace, Stevens May Be Tip Of Iceberg
• Ex-NFLer Slammed In $24M Securities Fraud Suit
• Bid To Consolidate WaMu Mortgage Suits Rejected
• Huntsman's Beef With Banks Going To Jury
• Goldman To Cough Up $60M In Mass. Subprime Deal
• Investor Claims V. Halifax Not Time-Barred: 9th Circ.
• Mutual Benefits Execs, Others Told To Pay $464M
• Suspicion Surrounds Ark. Lawyer Over Missing $9M
• BofA Joins SemGroup Fight To Oust Catsimatidis
• PepsiCo Wants Bottler's Poison Pill Dismantled
• 'Baseless' Shareholder Action V. Biovail Tossed
• Dreier Admits To All Charges In $115M Fraud Case
• Ex-Foodservice Exec Asks Judge To Rethink Ruling
• Plaintiffs Lose Bid For Judgment In Vioxx ERISA MDL
• SEC Targets Pay-To-Play In State Pension Funds
• SEC Sues Ex-Aerokinetic GC Over Offering
• Durbin Bill Seeks To Curb 'Excessive' Exec Pay
• DC Circ. Weighs SEC Annuity Rule In Insurers' Suit
• Mass. Agency Revokes Madoff Feeder Fund's License
• Broker Faces 11 Years For $20M Real Estate Scam
• JPMorgan Faces SEC Charges Over Muni Bonds
• Hedge Fund Adviser Ordered To Pay $62M
• Making The Most Of Rule Of Evidence 502
• PXRE Seeks To Toss Funds' Suit Over Katrina Losses
• SEC Accuses Texas Broker Of $10M Oil Well Scam
• Ex-Paul Hastings Tax Atty Cops To Insider Trading
• Investors Prevail In 7-Year Fraud Suit V. Household
• FERC Sees Market Manipulation Fights On Horizon
• Hawaiian Ex-CEO, Investor Must Repay $2.5M: SEC
• DOJ Asks For 87 New Anti-Financial Fraud Attorneys
• Madoff Trustee Hits Ex-GMAC Chair With $500M Suit
• Stress Tests Reveal Big Banks Need $75B
• $30M From Insurers Settles ACS Derivative Suits
• Adelphia Creditors' Fraud Claims Get Green Light
• 4th Circ. Revives Derivative Trader Fraud Suit
• Today's Toxic Asset Sale Program — Sound Familiar?
• Federal Judge Laments Condition Of Class Action
• Class Member Can't See Case Files: NY High Court
• SEC Nails Ga. Attorney Over $35M Ponzi Scheme
• Howrey Lands Sutherland Asbill Criminal Litigator
• Investment Firms To Buy Back $554M In ARS
• Are We Hiring A Justice Or Playing Politics?
• Investor Suit V. AspenTech Founder Trimmed Down
• EU Forces Banks To Retain Share Of Split Risks
• Danny Pang To SEC: I'm Not The Next Bernard Madoff
• Ambac Sues JPMorgan For $1B Over Subprime Crisis
• Lead Plaintiff, Firm Picked In Goldman Investor Action
• Senate Rejects Stock Restrictions On TARP Funds
• Lehman, CDO Issuer Spar Over Credit Default Swap
• Cravath Vet Massad Named TARP Chief Counsel
• Anti-Financial Fraud Bill Returns To Senate
• American Airlines Investor Targets Notification Rule
• Chevron's NY Shareholders Leery Of Ecuador Outcome
• NY State Comptroller Targets Aldus In Kickback Suit
• Expanding TALF To Include Newly Issued CMBS
• Reserve Management, Execs Hit With Fraud Suit
• SEC Fires Off 1st Insider Trading Suit Over CDS
• Jail-Bound Investment Manager Ordered To Pay $12M
• Some Insights Into The Effects Of Tellabs
• Schapiro's SEC Gets Cautious Early Thumbs-Up
• VesCor Receiver Sues More Attys Over Ponzi Profits
• Sens. Call For US Regulation Of Swap Transactions
• Auditor's Spoliation Claims Nixed In Parmalat MDL
• Ex-Day Trader Cops To Lehman Insider Trades
• SEC Slaps Attorneys Over 'Legal Opinion Mill'
• Putting Del. Officers Under The Microscope
• Federal Insurance Fights To Pull Dreier Policy
• Former Kmart CFO Reaches Deal With SEC
• Madoff Trustee Sues High-Profile LA Investor
• Investor Class Action V. Flag Telecom Marches On
• Sequenom Faces Suit Over Mishandled Test Data
• SC To Weigh State Law's Use In Federal Class Suits
• Lawyer Claims AIG Fired Her For Blowing Whistle
• Diebold Agrees To Settle With SEC For $25M
• Successor Liability: Corporate Asset Buyers Beware
• Loss Causation Experts After Dura
• Equity Committee Appointed In Pilgrim's Pride Ch. 11
• Securities Actions And The CAFA Conundrum
• The Importance Of Vaden V. Discover Bank
• Attorneys Lose Bid To Sanction Opposing Counsel
• Marshals Refuse To Arrest Surrendering Stanford
• Hedge Fund Rebuffed In Polaroid Owner Fraud Case
• Trouble Looms For Insurers As Securities Suits Jump
• Cuomo Serves Subpoenas In Placement Agent Probe