Securities Archive » July, 2013

Securities - July, 2013

474 articles

• SEC Adopts New Rules To Protect Broker-Dealer Customers
• SCA Promotions Says $14M Investment Isn't A Loan
• Dell Record Date Reset May Smell Fishy, But It's Legal
• After Seinfeld And Madoff Cases, SAC No Sweat For Judge
• Investor Loses Suit Over $1.5M In Lost Madoff Funds
• House Democratic Women Back Yellen For Fed Chair
• Ex-Galleon Trader's Wiretaps OK'd For Wife's FBI Suit
• CFTC Sues Fla. Firm Over $10M Precious Metals Finance Plot
• No Verdict After 1st Day Of Deliberations In Tourre Case
• Judge Bounces $45M Tech Merger Row Back To Arbitration
• Yahoo Board, Third Point Sued Over $1.16B Buyback Deal
• 10 Things You Need To Know About The Rule 506 Amendments
• HP Swaps Counsel Again In Shareholders' Autonomy Action
• UBS To Pay SEC $60M Over CDO Fraud
• Schnader Lures 6 Trujillo Rodriguez Attys To NJ, Pa. Offices
• UK Arrests 4 In Connection With Insider Trading Probe
• SEC Is Investigating IBM's Cloud Computing Business
• SAC Class Plaintiffs Urge Approval Of $600M SEC Settlement
• Rainmaker Q&A: Taylor English's George Gaskin
• Shareholders Sue To Block $8.5B Actavis, Warner Chilcott Deal
• Morgan Stanley Agrees To Settle ETF Violations
• Pemex's Racketeering Suit Against Siemens Gets Axed
• ValCom Agrees To Stock Shutdown As RICO Suit Looms
• SEC Sues Ex-Banco Santander Official For Insider Trading
• Nationstar Sued Over Canceling $150M Loan Auction Deal
• SEC Brands Tourre A Liar And Fraud In Closing
• MF Global Sues Banks Over CDS Market Control
• Taylor Capital's $680M MB Deal Cheats Investors, Suit Says
• Freddie Mac Attacks ResCap, FGIC Bankruptcy Deal
• Lehman Unit To Face Aetna's $49M Suit, Appeals Court Rules
• Ex-Trados Directors Sue SDL For $3M In Legal Fees
• Alstom Exec Pleads Guilty In Foreign Bribery Scheme
• Watchdogs Taking Hard Look At Commodities Manipulation
• Ex-UBS Trader Loses Bid To Appeal Conviction Over $2B Loss
• Analyst Charged With Tipping SAC On Microsoft, Yahoo Deal
• Barclays Announces Plan To Fill $20B Capital Shortfall
• Emerging Issues In Evaluating Market Efficiency: Part 2
• Kodak Equity Committee Still Unnecessary, US Trustee Argues
• No End In Sight For SIGTARP's Pursuit Of TARP Abuse
• Agfeed Equity Holders Blast $79M Stalking Horse Sale Plan
• German Bank Hits Top Banks Over CDS Price-Fixing
• 3 Takeaways From Strine's Morton's Ruling
• Shareholder's Fight Of $25M Pescor Sale Dismissed
• Fannie, Freddie Investors Sue Over Stock Losses
• CFTC Orders Metals Cos. To Pay $4.7M Over Fraudulent Sales
• Accentia Faces Investor Suit Over Lymphoma Vaccine
• Rainmaker Q&A: Thompson & Knight's Holt Foster
• Tourre Trial To Close Tuesday
• Art Buchwald's Estate Asks Judge To Revive Citibank Suit
• Muni Bond Firm Settles SEC Case Over $31M Offering
• Philadelphia Sues Banks Over Libor Losses In Swaps
• SEC's New Focus On Accounting Fraud: What's On Its Radar?
• Sprint Investor's Suit Over $300M FCA Tax Case Gets Junked
• Smaller Banks Drive Rise In Compliance Spending: Report
• Deloitte Loses Appeal Of MG Rover Conflict Ruling
• Maidenform Investor Sues To Halt $575M Hanes Buyout
• Bernanke Must Testify In $55B AIG Bailout Suit By Ex-CEO
• K12's $6.8M Deal Closes Book On Investor Class Action
• Biggest-Ever Hacking Bust Restores Faith In DOJ
• SEC Hits Investor Relations Exec With Insider Trading Suit
• Amended Card-Marketing Suit Still Unclear, Capital One Says
• Bluefly Hit With Shareholder Suit Over $13M Clearlake Sale
• SEC To Rest Its Tourre Case On Monday
• Wells Fargo Asks 2nd Circ. To Junk Proprietary Trading Suit
• Ex-AIG Execs Ask 'Biased' Judge To Resign From Fraud Suit
• Morgan Keegan Victims Say SEC Failed To Hand Over $100M
• Federal Watchdog Says Tough Oversight Of AIG Is 'Critical'
• Hansen Defendants To Pay $8.5M To Settle Investor Suit
• CFTC Moves To Boot Execs' Atty In Suit Over $46M Scheme
• Imperiled SAC Shifts To Plan B: Protecting Its Wallet
• Senate Bill Aims For Insurer-Specific Capital Rules
• SEC Workers Victimized In Thumb Drive Data Breach
• Ex-Prudential Broker Asks 2nd Circ. To Nix Negligence Claim
• Miami Exec Wants Conviction Tossed In $40M Investor Scheme
• Once Stung By Poison Pill, Air Products Adopts One
• How To Conduct Rule 144A And Regulation S Offerings
• Deutsche Bank Unit Can't Escape $640M RMBS Dispute
• The Problems With The SAC Capital Indictment
• SAC Pleads Not Guilty To Insider Trading
• Rainmaker Q&A: Pachulski's Jeff Pomerantz
• UBS To Pay $885M To Settle FHFA Suits Over MBS Sales
• Fla. Insurer Says It Must Restructure For ACA Landscape
• SEC Pulls Sheets Off Intimate Tourre Emails
• Detroit Judge Will Embrace Complexity Of Historic Ch. 9
• Class Dismissed: Recent Lessons From The Supreme Court
• 'Big Fish' Cohen Too Slippery For Prosecutors In SAC Case
• Despite Indictment, SAC Lives To Trade On
• IBM Pays SEC $10M To Settle FCPA Allegations
• Dell's Vote Crunch Shows Some Deal Protections Can Sting
• UBS, Merrill Lynch Sued Over Detroit Pension Swap Contracts
• Attorneys React To SAC Capital Indictment
• Burr & Forman Adds Atlanta-Based Corporate and Tax Partner
• Walter Investment Sued Over $120M Merger Troubles
• 5 Cyberthieves Charged In Biggest US Hacking Case
• Ulmer & Berne Picks Up Securities Litigator From Neal Gerber
• BMC Gets Investor OK For $6.9B Sale, Settles Row Over Deal
• 'Madden NFL' Co-Creator Sues Securities Regulators
• SAC Capital Indicted On Insider Trading Charges
• Kohl's Accused Of Inflating Stock In Investor Class Action
• Rajaratnam Asks Full 2nd Circ. To Rehear Insider Trading Case
• Tourre Didn't Intend To 'Confuse' Anyone, He Tells Jury
• PVF Capital Hit With Shareholder Suit Over $106M Merger
• Paul Hastings Draws Another Securities Pro From Fried Frank
• Former UBS Bankers Sent To Prison For Muni Bid-Rigging
• Feds Seek Life Sentences For McGinn Smith Founders
• 11th Circ. Affirms Atty Conviction In $137M Fraud Scheme
• McCarter Adds Emerging Companies Specialist As Partner
• Barclays Says $188M MBS Suits Too Late Under German Law
• Buying Merger Votes? It's Not What You Think
• Rainmaker Q&A: Bird Marella's Gary Lincenberg
• UBS Faces IndyMac MBS Claims Again After 2nd Circ. Ruling
• 500 Days Of The Revised Removal Statutes
• Sprint Case May Lead To More Tax FCAs: Whistleblower Rep
• Hunton & Williams Sues FDIC For Colonial Bank Docs
• GOP's Fannie, Freddie Wind-Down Bill Moves To House Floor
• Rainmaker Q&A: Linklaters' Sabrena Silver
• Rumors Swirl Of SAC Indictment In Insider Trading Probe
• Securities Class Actions Slow To Crawl In 2013
• United Community Banks Puts Up $3.5M To End ERISA Claims
• Strine Dismisses Investor Challenge To $117M Restaurant Sale
• Del. Rulings Invite Partnerships To Draft Duties Away
• Bogus Transfer Claim Settled In $10M Securities Fraud Case
• Hogan Lovells To Launch Luxembourg Office Aug. 1
• SEC Conflict Minerals Disclosure Rule Survives Challenge
• Aetna Says Claims In $111M Lehman Affiliate Suit Not Too Late
• Player In Goldman Deal Says She Was Misled About Abacus
• Dueling Experts Can Testify In SEC Case Against Cuban
• RE Developer Gets 2 Years In Commonwealth Fraud Scheme
• 3 Nabbed In $137M Investment Scheme Get Prison Time
• CFTC Commissioner Blasts Division For Unapproved Probes
• Norton Rose Fulbright Hooks Arnold & Porter Securities Atty
• Corzine Says Business Judgment Rule Trumps MF Global Suit
• 7th Circ. Affirms Forex Execs' Sentences For $17M Fraud
• And Now A Word From The Panel ...
• Sacramento County Sues Top Banks Over Libor Losses
• SEC Sues Virtual Bank Founder Over $4.5M Bitcoin Scam
• Houston Sues Banks Over Libor Losses On $1.1B In Swaps
• SEC's Loss Is Legal Industry's Gain As Khuzami Moves On
• Upstart Fund Rips TheStreet's Preferred Share Overhang
• SAC Says Owner Didn't Overlook Signs Of Insider Trading
• Deals Rumor Mill: Dell, DuPont, Lotte Shopping
• UBS Can't Shake Investor Group's $109M MBS Suit
• Morgan Stanley Beats Counterclaim In $41M Gas Account Row
• Senate Panel OKs Increased Spending For CFTC, SEC
• Another Ex-ArthroCare Exec Cops To $400M Fraud Scheme
• CenturyLink Execs Inflated Stock, Investor Says
• BofA Sues FDIC Over 'No Value' Ruling For Colonial Bank
• Ex-SEC Enforcement Chief Khuzami Joins Kirkland & Ellis
• SEC Says Chinese Cos. Misled Investors Over Offerings
• How They Won It: Skadden Scores For UniCredit At 2nd Circ.
• Barnes & Thornburg Ducks $50M Derivatives Malpractice Suit
• Fed Looks Poised To Dial Back Banks' Energy Biz
• SEC Reverses Nasdaq Delisting Of CleanTech
• Shareholder Class Action Says $390M Crimson Sale Too Low
• Short On Goldman Deal Kept Quiet, Tourre Jury Told
• 2nd Circ. Nixes $27M From Symbol CEO's Fraud Judgment
• Patriot Coal Investors Slam Execs' Bid To Ditch Fraud Suit
• Calls For Policy Fix Grow As NY Rulings Limit Trustee Power
• Did The Dell Majority-Of-The-Minority Clause Go Too Far?
• UK Regulator Opts Out Of 3rd Trial Of Ex-ISoft Employees
• $8.5B BofA MBS Deal Was Appropriate, Expert Says
• Prudential Gears Up To Combat 'Systemic' Label
• Ex-Bristol-Myers Exec To Forfeit Profits From Insider Trades
• CIBC Dodges $77M Suit Over Failed Oil Well
• Tips For Disclosing A Possible FCPA Violation
• 7th Circ. Nixes Ex-Heartland GC's Insider Trading Judgment
• 2nd Circ. Tosses Investor Suit Over ProShares ETF Losses
• EXCLUSIVE: CFTC's Chilton Questions No-Admit Settlements
• UBS Settles $6.4B Suit Over MBS Sales To Fannie, Freddie
• Liberty Mutual Pays $2.1M To Settle Surety Bond Row
• 5 Tips For Independent Directors Of Public Cos.
• High-Speed Trader To Pay $3.7M Over Market Manipulation
• 2nd Circ. Won't Give Discovery Relief In $200B FHFA Suits
• Top 4 Conflicts Detroit Will Face In Bankruptcy
• Trustee Didn't Duck BofA Fight With $8.5B Deal, Expert Says
• $2M Award Upheld In Malpractice Firm Funding Row
• Tourre Did Nothing Wrong, Goldman Exec Testifies
• A Long Shot For Dell: Switch To Tender Offer
• SEC Sets The Bar Low In Suit Against SAC Boss Cohen
• Miami Hit With SEC Suit Over Bond Offerings Fraud
• Detroit Bankruptcy Will Be A Clinic For Struggling Cities
• Ohio State Rep. Indicted For Securities Fraud
• Two JPMorgan Risk Policy Directors Jump Ship
• Morgan Stanley Dodges Bulk Of Investors' $122M MBS Suit
• Look Before You Leap Into Forum Selection Bylaws
• 7th Circ. Affirms Peregrine Win In Commodities Fraud Suit
• Law360's Global 20 Firms Blaze New Trails Worldwide
• TPG Wins Sanctions In Hellas Notes Case
• Wiped-Out Pension Fund Sues Advisers Over Ponzi Losses
• SEC Sues SAC's Cohen Over $277M Insider Trading Scheme
• Regulators Want Regular Reports Of Big Bank Liquidity
• SEC Drops Falcone's $18M Fraud Deal
• FINRA Targets High-Frequency Traders For Investigation
• Vivus Inks 11th-Hour Compromise To Avoid Proxy Fight
• Rainmaker Q&A: Bailey Brauer's Clayton Bailey
• BNY Mellon Not Safe From Future MedCap Claims: Calif. Court
• Harris Teeter Shareholders Seek To Halt $2.5B Kroger Buy
• Tide Gas Wins Bid To Halt $120M Arcapita Claim Fight
• Whistleblower Attys On Edge As Dodd-Frank Split Deepens
• 6th Circ. Upholds $65M Award In Horse-Lease Fraud
• Fund Ties Absent From Goldman Marketing, Tourre Jury Hears
• Trust Expert Praises BNY Mellon's Work On $8.5B BofA Deal
• China Resources Defends Deal For Coal Mines
• Bain, KKR, Other PE Giants Can't Escape Collusion Suit
• Detroit Becomes Largest US City To File For Ch. 9
• Dell's Options: Stand Pat, Or Borrow From These Boards
• No More SEC Resource Extraction Rule — For Now
• Aeropostale Investors Get Class Cert. In Stock Fraud Suit
• Sen. Panel OKs FHFA Head, Setting Up Floor Battle
• Orrick Adds Ex-Fulbright FCPA Pro In NY, DC
• US Banking Regs May Go Beyond Basel III, Bernanke Says
• Rainmaker Q&A: Cooley's Michael Rhodes
• Rainmaker Q&A: Lindquist & Vennum's Kevin Costley
• BofA Dodges Conspiracy, Contract Claims In $100M ARS Suit
• Identifying Integration Issues For Private Offerings
• Arbitron, Investor Settle Challenge To $1.3B Nielsen Deal
• Bear Stearns Investors Target Ratings Agencies For $1B Loss
• 5th Circ. Says Ex-GE Exec Not A Dodd-Frank Whistleblower
• Prosecutors Unleashed As $5B S&P Action Rolls On
• 10th Circ. Won't Let Mahalo Directors Skirt Debt-Shifting Suit
• CME Exec Blasts Proposed CFTC Rules At Senate Hearing
• MF Global 'Direct Loss' Ruling Weakens Fidelity Insurers
• Viacom Board Gets $37M Executive Bonus Suit Axed
• SEC Fines Gupta $14M For Passing Secrets To Rajaratnam
• BMC Airs Details Of $7B Buyout, Clears Path For Vote
• A Refresher On Private Placement Options
• Judge Tells Attys In Tourre Trial To Stop Boring Jurors
• Lew Says More Financial Rules May Follow Dodd-Frank
• Ex-ArthroCare CEO, CFO Indicted For $400M Earnings Fraud
• Lehman's Deal With Luxembourg Unit Over $13B Wins Nod
• Holland & Hart Nabs Husch Blackwell Securities Whiz
• Masimo Board Can't Duck Unfair Stock Payment Claims
• Investors Sue Gov't Over Fannie, Freddie Stock Losses
• MetLife Blasts Inclusion In Short List Of Potential SIFIs
• Rothstein Ch. 11 Plan OK'd As TD Bank Dispute Resolved
• $3.9B KKR Buyout of Gardner Denver Wins Shareholder OK
• S&P Can't Ditch DOJ's $5B MBS Fraud Suit
• Activist Rejects Settlement Offer Ahead Of Vivus Proxy Vote
• 3 Resolutions To The Cross-Claim Conundrum
• MBS Investors Could Have Derailed $8.5B BofA Deal, Atty Says
• Top Securities Rulings Of 2013 Have Defense Bar Flying High
• Ex-BNA Workers Reach $5M Deal In Bloomberg Merger Suit
• Head Of SEC's Structured And New Products Unit To Retire
• Fund Turned To Goldman To Short Housing Market, Jurors Told
• Morgan Stanley Can't Shake MetLife's $757M RMBS Suit
• Dell's $24B Buyout Faces Final Test, But Vote Looks Tight
• NY Court Upends MF Global Win Over $141M Loss Coverage
• Gastar Beats Denial Of Coverage For Mare Investment Suits
• Del. High Court OKs $300M 'Rock Band' Award Against Viacom
• Insurer Must Pay Merge $3M In Attys' Fees, 7th Circ. Says
• Activist Claims Vivus Proxy Vote Delay Cheats Shareholders
• 2nd Circ. Won't Revive Feeder Fund Suit Over Madoff Losses
• Stockton Bankruptcy — A Battle With No Winners?
• Foley & Lardner Lands K&L Gates Investment Partner
• Starr Fights For Bernanke Deposition In AIG Bailout Row
• J&J To Pay $23M To Settle Investors' Drug Recall Suit
• Miner's Golden Outlook Protected By Safe Harbor, Judge Says
• AT&T's $1.2B Leap Offer Cheats Investors, Suit Says
• New SEC Admission Policy May Be Tested Sooner Than Later
• 2nd Circ. Orders Schemer To Repay $10M To Morgan Stanley
• Rainmaker Q&A: Greenberg Traurig's Nancy Mitchell
• Ex-Mayer Brown Partner Gets 1 Year For Refco Fraud
• SEC Settlement In $50M Fraud Suit Fails To Pass Muster
• DOJ Wants Ex-SAC Trader's Bid For Privileged Docs Quashed
• Deepwater Horizon Securities Suit Against Anadarko Slashed
• SEC Highlights 'Wall Street Greed' As Tourre Trial Opens
• Servicing Changes Key To $8.5B Deal, Mayer Brown Atty Says
• ISDA Rules On Credit Default Swaps To Take Effect In 2014
• Grant Thornton To Pay $10M In Winstar Fraud Settlement
• Miami-Area Businessman Convicted In $40M Investor Scheme
• 2nd Circ. Remands ResCap Appeal Of FHFA's MBS Suit
• Vivus Delays Annual Meeting, Blasts Activist Investor
• How Windsor Affects Securities Law And Corporate Finance
• Rotech Says Equity Holders' Delay Would Pad Attys' Bills
• Deals Rumor Mill: AlpInvest, JPMorgan, BCBG
• Disbarred Atty, Promoter Plead Guilty In $18M Stock Fraud
• Former SEC Special Counsel Leaps To Orrick's SF Office
• Chinese Co. Shareholders Seek Class Cert. In Fraud Suit
• Katten Lures Corporate Governance Chair From Neal Gerber
• Navistar Deals With Icahn, Rachesky To Avoid Proxy Fight
• Foley & Lardner Hires Ex-Nike GC For Shanghai Office
• JPMorgan Must Produce More Docs In WaMu Bondholder Suit
• Lehman Officials Dodge Employee Stock Action In 2nd Circ.
• Rainmaker Q&A: Hogan Lovells' Stephen Immelt
• SEC Claims Trimmed In Radius Capital MBS Suit
• UK Charges 2 Ex-RP Martin Brokers In Libor Probe
• Annaly REIT 'Externalization' Clouds Pay Practices, Suit Says
• UK Floats New Client Money Rules For Collapsed Firms
• Glass-Steagall Revival Opens Door To Tough New Bank Rules
• Mayer Brown Atty Says BNY Mellon Fought For $8B BofA Deal
• SEC Probes Aveo Over Failed Renal Cancer Drug
• Goldman Sachs Hit With Another Suit Over $580M RMBS Sale
• Creditors Denied Standing To Sue Capitol Bancorp Officials
• Texas Regulator Attacks Starr Subpoena In AIG Bailout Suit
• Murky Guidance Undermines CFTC's Derivatives Plans
• Celebrity Chef Tom Colicchio Sues Over Loan Gone Sour
• Arnold & Porter Snags 3 Banking Pros From Bingham
• Linn Energy Execs Accused Of Pumping Up Stock Value
• Danish Pension Funds Sue Big Banks Over CDS Competition
• Investor Claims Ameritrans Made Unfair Bylaw Changes
• US-China Talks Yield Audit Doc Disclosure Deal
• Don't Count On Appraisal, Dell Warns Shareholders
• 10 Personal Liability Pitfalls For Directors And Officers
• Beware SEC's Increased Whistleblower Focus
• A Month Of Important Guidance On HSR Filings
• Rainmaker Q&A: Paul Hastings' Michael Fitzgerald
• How To Draft A Private Placement Memorandum
• San Bernardino Bond Creditors Support City's Ch. 9 Case
• Fraudster Ordered To Pay $137M Over Investment Scheme
• Icahn Unlikely To See MAC-Driven Dell Price Bump: Experts
• Yuhe Underwriters Can't Shake Suit Over $40M Stock Offering
• Rothstein Firm's Exit Plan OK'd After Settlement With Victims
• Sens. Float Bill Renewing Glass-Steagall Act
• Venable Adds Former GOP Senate Banking Counsel In DC
• NJ Atty Is Liable As Issuer In Stock Scheme, Judge Rules
• Rogue SocGen Trader Sues Bank Over $7B Loss Estimate
• Gov't Hit With Class Action Over Fannie, Freddie Takeover
• $8.5B BofA Deal Talks Open To All, Mayer Brown Atty Says
• 9th Circ. Says Apprendi Doesn't Bar Restitution Without Victim
• House GOP Bill Would Remove Gov't Mortgage Guarantee
• Considerations For Private Funds After Lift Of Ad Ban
• BP Is 1st Oil Co. To Add Trading Unit To CFTC Swap Dealer List
• Macquarie Can't Nix Syncora Suit Over $500M Toll Road Deal
• Regulators Say Dodd-Frank Rulemaking Nearing Finish Line
• Ex-Goldman Exec Can't Keep 'Fabulous Fab' Email Out Of Trial
• BofA, Others Say Schwab's Libor Suit Belongs In MDL
• CFTC, Europe Strike Last-Minute Deal On Derivatives Rules
• When The Feds Come Cold Calling
• What To Expect From SEC's Admission Of Wrongdoing Policy
• Regulating Global Oil Benchmarks Is Not So Easy
• 9th Circ. Nixes Radical Bunny Execs' Appeal In SEC Suit
• John Thomas Investor Demands Access To Hedge Fund Files
• End Of SEC Ad Ban Promises New Cash And Fresh Trouble
• SEC Votes To Lift Private Fund Advertising Ban
• Bad Timing Dooms Barclays $550M RMBS Suit
• Steinway Shareholder Sues To Stop $438M Take-Private Deal
• Viacom Asks Del. High Court For 'Rock Band' Fee Indemnity
• JPMorgan Execs Want Out Of London Whale Shareholder Suit
• Allocation Plan Needed In $500M Countrywide MBS Deal
• AIG's 'Systemically Important' Label Confirms Insurer Fears
• Icahn Urges Dell Shareholders To Fight For Their Rights
• BNY Mellon, SunTrust Win Delay On Swaps Pushout Rule
• FINRA Fines Newedge Record $9.5M For Lax Trade Oversight
• Convicted Ponzi Schemer Pushes 9th Circ. For New Trial
• Fla. Atty Charged With Laundering Stock Fraud Proceeds
• Gov't Sued Again Over Fannie, Freddie Takeover
• Where Repo And 'Customer' Claims Differ Under SIPA
• Life Partners Investors Denied Class Cert. In Settlement Suit
• AIG Covers Nearly All Fortune 500 Cos., FSOC Says
• Icahn May Have Sunk Own Bid To Beat $24B Dell Buyout
• Kodak Shareholders Renew Bid For Equity Committee
• Liquidators Hit Big 3 Ratings Agencies With $1B RMBS Suit
• UK Says Suspicious Pre-Deal Trading Fell To 15% Last Year
• Burr & Forman Lands Greenberg Traurig Securities Pro In Fla.
• Rethink Your Director Nomination Rules
• 3rd Circ. Upholds Ex-Wilson Sonsini Atty's Record Sentence
• Ex-TMST Execs Can't Escape SEC Fraud Suit
• Thornburg Underwriters Rightly Dropped From Suit: 10th Circ.
• American Greetings' Founders Pooh-Pooh Suit Over $878M Bid
• Texas Challenges Securities Ruling In Life Partners Case
• 7th Circ. Kills Suit Over Hedge Fund's $7M Freddie Mac Loss
• SAC Exec Faces Uphill Battle As War With Media Intensifies
• Leverage Cap Leaves Big Banks With Unpalatable Choices
• SEC Lets Rhode Island Off The Hook In Pension Probe
• UBS Ducks Investor Suit Over $757M Bond Deal
• 11th Circ. Rejects Attys' Fees Bids From Former Lancer Execs
• $8.5B BofA Deal Not Compromised, Mayer Brown Atty Says
• Goldman, Bayou Creditors Head To Mediation Over $21M Claim
• TNS Investors Settle Suit Over $862M Sale To Siris
• Despite Limits On Evidence, Tourre May Still Have A Case
• Nelson Mullins Opens Fla. Office With 3 Fowler White Attys
• Investors' Fraud Suit Against RVue Execs Sent To Fla.
• Ex-Goldman Trader Tourre Can't Trim Fraud Case Before Trial
• Contract Allows For $6.5B Archstone Sale, Lehman Says
• Met-Pro Investors Say $210M Deal Undervalues Company
• Rotech Equity Holders Allowed To Hire Financial Expert
• US Seeks To Block Bernanke Deposition In Starr's AIG Suit
• Rothstein Victims Slam $30M Fee Request By Trustee Counsel
• AIG Fraud Claim Against Moore Capital Survives On Appeal
• Wynn Unscathed After SEC Probe Into $135M Macau Donation
• NYSE Euronext To Oversee Libor Amid Rigging Probe
• Jones Day Picks Up Ex-McDermott Banking Partner
• No Investor Fraud in Chinese Stock Offering, Underwriters Say
• Attys Seek $85M From $500M Countrywide MBS Class Deal
• US House Passes Ban On Forced Rotation Of Auditors
• Uggs Maker Dodges Class Action Over Stock Plunge
• S&P Stumbles In Bid To Toss DOJ's $5B MBS Suit
• FireStryker, Acell, Investors Launch Securities Battle
• NJ Appellate Court Overturns $1.5M Legal Malpractice Award
• Foley Hooks Schulte Roth Securities Litigation Expert
• Cogent Worth $963M At Time Of 3M Merger, Del. Judge Says
• Unlicensed Atty Denied Privilege In Madoff Feeder Fund Suit
• Obama Stance On Financial Regs Could Bedevil US-EU Talks
• Mayer Brown Atty Says $8.5B BofA Settlement Talks Got Testy
• Ex-Zagg CEO Slams Investor Suit Over 'Exaggerations'
• Canada May Strengthen Poison Pills, But It's No Stiff-Arm
• A Template For Tamping Down Corporate Activism
• Fake Paulson & Co. Ponzi Schemers Won't Fight SEC Suit
• Brokers Can Stomach Cost Of SEC Adviser Rule, Group Says
• Reuters Halts Early Data Access Amid NY AG Trading Probe
• ISS Blesses Dell's $24B Buyout As Vote Approaches
• Hedge Fund Sues Treasury Over Fannie, Freddie Takeover
• A Social Media Wake-Up Call For Broker-Dealers
• Goldman Duped Investors In $450M RMBS, Suit Says
• Shipping Co. Danaos Wins Dismissal Of Shareholder Suit
• Countrywide Merger Doesn't Bar Investor Suit, Del. Court Told
• Developer Loses Appeal Over London Luxury Hotels Stake
• MF Global, JPMorgan Deal Unlocking $1B Gets Judges' OK
• S&P, Moody's Hit With Class Action Over RMBS Ratings
• Quest Shareholders Can't Have Protected Docs In $3M Fee Bid
• Biglari Investor Sues Over CEO's Self-Made License Deal
• Oil Payment Disclosures Coming, Despite Court's SEC Rebuke
• Regulators Set Ways To Peg Big Bank Capital Surcharge
• Thermo Fisher In $4M Suit For Alleged Post-Merger Scam
• Activism, All Grown Up, Is Real Winner In 2013
• JPMorgan Beats Suit Over Forex Manipulation
• Provident Execs Sentenced For Roles In $485M Ponzi Scheme
• HP Says Investor Suit Over $10B Autonomy Deal Lacks Facts
• Google Seeks To Ax Investor Suit Over $500M Drug Ads Deal
• Nasdaq Says It Is Immune From Facebook IPO Suit
• Rothstein Victims Blast $72M TD Bank Deal, Exit Plan
• BNY Mellon Beats Shareholder Suit In Forex MDL
• Keynote Investor Sues To Stop $395M Sale To Thoma Bravo
• EU Lawmakers Want Banks' Trading Split From Deposits
• Sprint To Cover Crest's Proxy Costs As Fight Winds Down
• SEC's Guilt Admission Policy May Bring Pricey Trials
• Bail Revoked For Man Accused Of Obstructing FCPA Probe
• NY Curtails The Phantom 'Restitution Defense' To D&O
• Ex-CEO Of Bankrupt Scooter Store Wants Legal Fees Covered
• SEC Suit Over $50M First Financial Scam Survives
• Fairfield Trustee Loses Bid To Undo $230M Madoff Claim Sale
• GE Capital, AIG Accept SIFI Label While Prudential Protests
• Fed, FDIC Release 4 Banks' 'Living Will' Outlines
• Mistrial Declared In Balboa's Securities Fraud Trial
• Aircraft Leasing Co. Exec Can't Shake $50M Fraud Verdict
• BP, Shell Slammed With More Crude-Oil Price-Fixing Claims
• Winklevoss Twins Tap Katten Team For Bitcoin ETF
• Morgan Stanley Says Zurich Owes $2M For SEC Probe Costs
• Fed's Bank Capital Rules Set Stage For Wall Street Brawl
• Mexican Developer Says Barclays' $11M Suit Belongs In UK
• Burkle Seeks New Board Election In Morgans Hotel Fight
• Gibson Dunn's Scalia Wins Again As SEC-Killer Rep Grows
• Del. Bylaw Ruling Left Door Open To Future Disputes
• SEC Probes Linn Energy Over $4.3B Berry Deal
• Tips For Conducting A Private Placement
• NY Judge Shields $250M In Casino Bonds From Tribal Schism
• Ameriprise Adviser Gets 6 Months For Insider Trading
• DC Court Strikes Down SEC Oil Payment Disclosure Rule
• Barry Diller Settles FTC Stock Reporting Case
• Delaware Deal Litigation: What You Missed In Q2
• Fed Eases Final Capital Rules For Community Banks
• Rotech Investors Say Judge Erred By Nixing Financial Expert
• Banks Conspired To Block CDS Exchange Trading, EU Says
• Ex-Dow Chemical Exec Snared In $1M Insider Trading Suit
• ICP Hedge Funds Seek Ch. 15 Protection In NY
• Chinese Police Detain GlaxoSmithKline Employees In Probe
• KPMG Madoff Suits Belong In Arbitration: NJ Appeals Court
• Oil Industry Vet Cheated Investors Out Of $17.6M, SEC Says
• LVMH Hit With €8M Fine Over Stealthy Hermes Stake Buy
• IndyMac Execs Can't Tap $80M In D&O Coverage, 9th Circ. Told
• Ballard Spahr Picks Up NY Firm As White Collar Work Expands
• Morrison Dooms Part Of SAC Insider Case, Ex-Trader Says
• Primary Global Insider Trading Cooperators Dodge Prison
• $100M Settlement Gets Tentative OK In MBS Row
• SEC Leadership Shuffle Lands Chicago Head At Morgan Lewis
• Madoff Victims Can't Sue SEC, 3rd Circ. Says
• SandRidge Can't Escape Suit Over $75M Oil Project
• Convicted Hedge Fund Head's $5M Fine Too High, Judge Says
• Biz Groups Blast SEC's Conflict Mineral Disclosure Rule
• 9th Circ. ERISA Ruling Spurs Meritless Suits, Chamber Says
• 2nd Circ. Upholds 3 Convictions In Galleon Offshoot Case
• Ex-KPMG Partner Pleads Guilty To Insider Trading
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